Mario Gabelli, 10% owner of LGL Group (LGL), reports purchase of 169,993 shares

Rhea-AI Filing Summary

LGL Group Inc. 10% owner Mario J. Gabelli reported acquiring 169,993 shares of common stock of LGL on 01/16/2026 at a price of $4.75 per share, increasing his directly held position to 670,668 common shares. In addition, 572,324 common shares are reported as indirectly owned through GGCP, Inc., which holds these shares.

The filing notes that these indirectly owned shares belong to GGCP, Inc., where Mr. Gabelli is Chief Executive Officer, a director and the controlling shareholder. He is deemed the beneficial owner of GGCP’s shares but disclaims beneficial ownership of the portion exceeding his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GABELLI MARIO J

(Last) (First) (Middle)

191 MASON STREET

(Street)

GREENWICH CT 06830

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/16/2026		M		169,993	A	$4.75	670,668	D
Common Stock								572,324	I	By: GGCP, Inc.(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

	/s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI	01/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LGL (LGL) report for Mario J. Gabelli?

On 01/16/2026, LGL 10% owner Mario J. Gabelli reported acquiring 169,993 shares of LGL common stock at $4.75 per share, coded as transaction type M.

How many LGL (LGL) shares does Mario J. Gabelli hold directly after this Form 4?

Following the reported transaction, Mario J. Gabelli directly beneficially owns 670,668 shares of LGL common stock.

What indirect ownership in LGL (LGL) is reported through GGCP, Inc.?

The Form 4 reports 572,324 shares of LGL common stock as indirectly owned by GGCP, Inc., with Mr. Gabelli deemed a beneficial owner due to his roles and ownership in GGCP.

Why is GGCP, Inc. mentioned in the LGL (LGL) Form 4 footnote?

The footnote explains that the 572,324 indirectly owned shares belong to GGCP, Inc.. Mr. Gabelli is GGCP’s Chief Executive Officer, a director and controlling shareholder, so he is deemed a beneficial owner but disclaims ownership beyond his pecuniary interest.

What does Mario J. Gabelli’s Form 4 indicate about his role at LGL (LGL)?

The Form 4 indicates that Mario J. Gabelli is a 10% owner of LGL Group Inc., which triggers the obligation to report changes in his beneficial ownership of LGL common stock.

Who signed the LGL (LGL) Form 4 for Mario J. Gabelli and when?

The Form 4 was signed by Douglas R. Jamieson as Attorney-In-Fact for Mario J. Gabelli on 01/22/2026.