STOCK TITAN

Director Barbara Gutierrez gets 667 LogicMark (LGMK) stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LogicMark, Inc. director Barbara Gutierrez reported receiving stock options as compensation for board service. On April 1, 2025, she was granted options to purchase 667 shares of common stock at an exercise price of $15 per share, all held directly.

The filing notes that LogicMark completed a 1-for-750 reverse stock split on October 24, 2025, and the share and price figures in this report have been adjusted to reflect that split. These options relate to her services for the quarter ending March 31, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GUTIERREZ BARBARA

(Last) (First) (Middle)
2801 DIODE LANE

(Street)
LOUISVILLE KY 40299

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LogicMark, Inc. [ LGMK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase $15(1) 04/01/2025 A 667(1)(2) 04/01/2025 03/31/2035 Common Stock 667 $0 667 D
Explanation of Responses:
1. On October 24, 2025, the issuer effected a 1-for-750 reverse stock split (the "Reverse Stock Split") of the issuer's outstanding shares of common stock, par value $0.0001 per share (the "Common Stock"). The number of shares of Common Stock and prices reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
2. The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ending March 31, 2025.
/s/ Barbara Gutierrez 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LogicMark (LGMK) director Barbara Gutierrez report in this Form 4?

Barbara Gutierrez reported receiving stock options as compensation for serving on LogicMark’s board. On April 1, 2025, she was granted options to purchase 667 shares of common stock, reflecting her compensation for the quarter ending March 31, 2025.

How many LogicMark (LGMK) options did Barbara Gutierrez receive and at what price?

She received options to purchase 667 shares of LogicMark common stock at an exercise price of $15 per share. These options were granted as part of her director compensation for the quarter ending March 31, 2025.

Is Barbara Gutierrez’s LogicMark (LGMK) option award held directly or indirectly?

The Form 4 shows the 667 stock options are held directly by Barbara Gutierrez. There is no indication of indirect ownership through an entity, trust, or family vehicle in the provided filing excerpt.

How did LogicMark’s reverse stock split affect the numbers in this Form 4?

LogicMark completed a 1-for-750 reverse stock split on October 24, 2025. The number of common shares underlying the options and the reported prices in this Form 4 have been adjusted to reflect the effects of that reverse split.

What period of service does Barbara Gutierrez’s LogicMark (LGMK) option grant cover?

The stock options compensate Barbara Gutierrez for her service as a member of LogicMark’s board of directors for the quarter ending March 31, 2025. The grant date reported for these options is April 1, 2025.

What is the expiration profile of Barbara Gutierrez’s LogicMark (LGMK) options?

The options to purchase 667 shares of LogicMark common stock became exercisable on April 1, 2025 and are scheduled to expire on March 31, 2035, giving a ten-year window to exercise the award.
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