STOCK TITAN

Longeveron CEO has 1,987 shares withheld for taxes

After the withholding, the CEO reported 74,916 shares, including RSUs subject to future vesting.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Longeveron Inc. (LGVN) CEO Stephen H. Willard had 1,987 shares of Class A Common Stock withheld on October 1, 2026, to satisfy tax obligations tied to vesting of a restricted stock unit award. The reported price was $2.59 per share. After the transaction, he reported 74,916 shares, including RSUs subject to future vesting. The reported amounts reflect the one-for-ten reverse stock split undertaken in August 2026.

Insider Willard Stephen H
Role Chief Executive Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1, F2, F3 1,987 $2.59 $5K
Holdings After Transaction: Class A Common Stock — 74,916 shares (Direct)
Footnotes (3)
  1. F1. Shares withheld to satisfy tax obligations in connection with the vesting of a restricted stock unit (RSU) award.
  2. F2. Includes RSUs subject to future vesting.
  3. F3. Amounts reflect the one-for-ten reverse stock split undertaken by Issuer in August 2026.
Shares withheld 1,987 shares Withheld October 1, 2026, for tax obligations tied to RSU vesting
Reported price per share $2.59 per share For the shares withheld on October 1, 2026
Shares following transaction 74,916 shares Includes RSUs subject to future vesting
Reverse stock split One-for-ten Undertaken in August 2026; reported amounts reflect the split
restricted stock unit (RSU) award financial
"vesting of a restricted stock unit (RSU) award"
RSUs subject to future vesting financial
"Includes RSUs subject to future vesting"
reverse stock split financial
"one-for-ten reverse stock split undertaken by Issuer"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LGVN shares did CEO Stephen H. Willard have withheld?

Stephen H. Willard had 1,987 shares withheld on October 1, 2026, to satisfy tax obligations connected with vesting of a restricted stock unit award. He reported 74,916 shares after the transaction, including RSUs subject to future vesting.

What price was reported for Stephen H. Willard's LGVN share withholding?

The reported price was $2.59 per share for the 1,987 shares withheld on October 1, 2026, to satisfy tax obligations tied to vesting of a restricted stock unit award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Willard Stephen H

(Last)(First)(Middle)
1951 NW 7TH AVENUE SUITE 520

(Street)
MIAMI FLORIDA 33136

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Longeveron Inc. [ LGVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026F1,987(1)D$2.5974,916(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax obligations in connection with the vesting of a restricted stock unit (RSU) award.
2. Includes RSUs subject to future vesting.
3. Amounts reflect the one-for-ten reverse stock split undertaken by Issuer in August 2026.
Remarks:
/s/ Paul T. Lehr, Attorney-in-fact10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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