STOCK TITAN

L3Harris (LHX) director Roger Fradin receives 661-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

L3Harris Technologies director Roger Fradin reported a new equity award and updated holdings. He received a grant of 661 shares of common stock at $0.00 per share as part of his non-employee director equity-based retainer. These director share units generally vest on May 11, 2027, subject to his continued service and the applicable agreement terms.

After the award, Fradin directly holds 6,889.86 shares of common stock, and indirectly 185 shares through the Fradin Community Trust. His position also includes 15.08 phantom stock units acquired via dividend reinvestment under the director share unit agreement.

Positive

  • None.

Negative

  • None.
Insider FRADIN ROGER
Role null
Type Security Shares Price Value
Grant/Award Common Stock, Par Value $1.00 661 $0.00 --
holding Common Stock, Par Value $1.00 -- -- --
Holdings After Transaction: Common Stock, Par Value $1.00 — 6,889.86 shares (Direct, null); Common Stock, Par Value $1.00 — 185 shares (Indirect, Fradin Community Trust)
Footnotes (1)
  1. Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.
Equity award size 661 shares Director share unit grant at $0.00 per share
Award price $0.00 per share Grant of common stock as equity-based retainer
Direct holdings after grant 6,889.86 shares Common stock directly held post-transaction
Indirect holdings 185 shares Held through Fradin Community Trust
Phantom stock units 15.08 units Acquired via dividend reinvestment
Vesting date May 11, 2027 Director share units vesting, subject to continued service
director share units financial
"Represents an award of director share units in respect of the non-employee director's equity-based retainer"
phantom stock units financial
"Includes 15.08 phantom stock units acquired through dividend reinvestment"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
dividend reinvestment financial
"phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement"
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
equity-based retainer financial
"award of director share units in respect of the non-employee director's equity-based retainer"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRADIN ROGER

(Last)(First)(Middle)
C/O L3HARRIS TECHNOLOGIES, INC.
1025 WEST NASA BOULEVARD

(Street)
MELBOURNE FLORIDA 32919

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/ [ LHX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, Par Value $1.0005/11/2026A661(1)A$06,889.86(2)D
Common Stock, Par Value $1.00185IFradin Community Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.
2. Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.
Remarks:
Exhibit List: Exhibit 24- Power of Attorney
By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Roger Fradin05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did L3Harris (LHX) director Roger Fradin report?

Roger Fradin reported receiving 661 shares of L3Harris common stock as a director share unit award at no cost. This equity-based retainer compensates him for board service and is separate from any open-market buying or selling of LHX shares.

When do Roger Fradin’s new L3Harris director share units vest?

The newly granted director share units generally vest on May 11, 2027, if Roger Fradin continues serving as a non-employee director. Vesting depends on his ongoing board service and the detailed terms and conditions of the director share unit agreement.

How many L3Harris shares does Roger Fradin hold after this Form 4?

After the reported grant, Roger Fradin directly holds 6,889.86 shares of L3Harris common stock. He also has an indirect holding of 185 shares through the Fradin Community Trust, giving investors a clearer picture of his total reported equity exposure.

What are the phantom stock units mentioned in Roger Fradin’s LHX filing?

The filing notes 15.08 phantom stock units, acquired through dividend reinvestment under the director share unit agreement. Phantom units track the value of L3Harris stock for compensation purposes but are not actual shares of common stock outstanding in the market.

Is Roger Fradin’s L3Harris Form 4 a market purchase or sale of shares?

The Form 4 reflects a grant of 661 director share units at a price of $0.00 per share, coded as an award. It is a compensation-related equity grant, not an open-market purchase or sale by Roger Fradin of L3Harris common stock.