Welcome to our dedicated page for Li-Cycle Holdings SEC filings (Ticker: LICY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Li-Cycle Holdings Corp. (LICY) SEC filings page on Stock Titan is designed to help users review the company’s U.S. regulatory disclosures alongside AI-generated insights. Li-Cycle is a lithium-ion battery resource recovery company that reports on its recycling operations, Spoke & Hub Technologies™, commercial partnerships and financing activities through filings with the U.S. Securities and Exchange Commission.
Through its registration statements and prospectus supplements, Li-Cycle has described underwritten public offerings of units and pre-funded units that include common shares and warrants. These documents outline the structure of offerings, intended use of proceeds for working capital and general corporate purposes, and related arrangements such as consent and waiver agreements with Glencore on senior secured convertible notes. Users interested in LICY’s capital structure and financing terms can look to filings such as Form S-3 registration statements, prospectus supplements and related Form 8-K current reports referenced in company press releases.
Li-Cycle’s filings also provide detail on material agreements and projects, including its closed and binding loan facility with the U.S. Department of Energy for the Rochester Hub project and modifications to Glencore convertible notes triggered by that facility. Current Reports on Form 8-K, as referenced in the company’s news releases, are expected to include information on NYSE delisting notices, the move to the OTCQX® Best Market, waivers from convertible debt holders and changes to note terms.
On Stock Titan, these filings are paired with AI-powered summaries that explain key terms, highlight important changes in financing or listing status, and clarify complex warrant and note structures. Users can quickly identify where Li-Cycle discusses its Spoke and Hub projects, DOE loan facility, collaborations with Glencore and other significant corporate actions, and then drill into the original SEC documents for full legal detail.
Glencore-affiliated reporting persons disclosed changes in their beneficial ownership of Li-Cycle Holdings Corp. tied to an amended and restated convertible note with an original principal of $124,059,131.32. The note is convertible at $2.33 per share and may be converted into common shares, and carries an option to pay interest in cash or by payment-in-kind based on the secured overnight financing rate plus 6% annually. As part of a court-approved Equity and Asset Purchase Agreement and a credit bid, Glencore Canada directed Li-Cycle to reduce the note principal by $30,867,124 (equivalent to up to 13,247,693 shares at $2.33). The note matures on December 9, 2029, and the agreement contemplates issuance of warrants on certain redemptions, with warrant counts tied to principal divided by the conversion price.
Li-Cycle Holdings Corp. (LICY) Amendment No. 11 reports completion of restructuring steps in August 2025 that materially change its capital structure and ownership. Court orders in Canada (CCAA) on August 1, 2025 and recognition by the U.S. Bankruptcy Court on August 4, 2025 approved the EAPA, the related transaction and a Credit Bid. On the Closing Date, August 7, 2025, a Collateral Release and Note Direction Agreement was entered, Glencore Canada directed a $30,867,124 reduction in the principal of Second A&R Convertible Note No. 1, leaving a principal balance of $93,192,007.32 (excluding accrued interest). As of that date Glencore-affiliated reporting persons may be deemed to beneficially own 74,587,088 Common Shares, representing approximately 62.6% of the issued Common Shares. The filing also discloses the resignation of Mr. Kunal Sinha from the Issuer’s board and an Exhibit (Collateral Release and Note Direction Agreement) filed as Exhibit 99.17.