[144] AEye, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice from an insider of AEye, Inc. (LIDR) reports a proposed sale of 50,000 common shares through Merrill on 08/22/2025 on NASDAQ with an aggregate market value of $136,000.00. The shares were acquired as a stock bonus on 08/01/2013 from Luis Dussan. The filing also discloses recent sales during the prior three months: three sellers associated with the Dussan family sold 3,000, 3,000 and 1,700 shares on 07/24/2025 for gross proceeds shown. The filer certifies no undisclosed material adverse information.

Positive

• Transparent disclosure of planned sale details including broker, date, quantity, and aggregate market value
• Acquisition history provided: shares were acquired as a stock bonus on 08/01/2013
• Recent related-party sales disclosed (dates and proceeds shown), aiding regulatory completeness

Negative

• Insider liquidity event: proposed sale of 50,000 common shares may be viewed unfavorably by some investors
• Multiple recent family sales in July 2025 reduce insider holding without explanation in the filing

Insights

Securities Analyst

TL;DR: Insider plans a modest sale filed under Rule 144; recent related-family sales were disclosed.

The filing transparently reports a proposed Rule 144 sale of 50,000 common shares via Merrill with an aggregate market value of $136,000. The securities were originally received as a stock bonus in 2013 from Luis Dussan, indicating they are long-held, unrestricted shares now being offered under Rule 144. The form also lists three recent family-related sales on 07/24/2025, which provides useful context on prior dispositions. For investors, this is a routine insider liquidity event disclosed per regulation.

Corporate Governance Expert

TL;DR: Filing meets Rule 144 disclosure requirements and includes required attestations by the seller.

The notice contains required issuer and transaction details: broker, quantity, market value, acquisition date and nature (stock bonus), and recent sales by related parties. The signer affirms no undisclosed material adverse information, and the document warns against intentional misstatements. From a compliance viewpoint, the form appears complete for a routine insider sale; it documents both the planned sale and recent family sales that must be aggregated under Rule 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 7676 Forsyth Blvd 25th Floor Clayton MO 63105	50000	136000.00	39943121	08/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2013	Stock Bonus	Luis Dussan			50000	08/01/2013	Stock Bonus

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Luis Dussan Trust A 5792 Hidden Creek Ct Pleasanton CA 94566	Common	07/24/2025	3000	11955.00
Jennifer Dussan Trust A 5792 Hidden Creek Ct Pleasanton CA 94566	Common	07/24/2025	3000	11955.00
Dussan Family Trust 2235 SW 2nd Lane Cape Coral FL 33991	Common	07/24/2025	1700	5263.18

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for AEye, Inc. (LIDR) disclose?

The form discloses a proposed sale of 50,000 common shares via Merrill on 08/22/2025 with an aggregate market value of $136,000.00.

How were the 50,000 shares acquired?

The shares were acquired as a stock bonus on 08/01/2013 from Luis Dussan.

Were there any related sales recently reported?

Yes. Three sellers associated with the Dussan family reported sales on 07/24/2025 totaling 7,700 shares with gross proceeds reported.

Through which broker will the sale occur?

The sale is listed to be executed through Merrill at the address shown for the broker.

Does the filer assert any undisclosed material information?

The filer signs the notice representing that they do not know any material adverse information