[Form 4] AEye, Inc. Insider Trading Activity

Rhea-AI Filing Summary

AEye, Inc. (LIDR) reporting person Matthew Fisch, who serves as CEO and a director, had a net settlement of vested restricted stock units on 08/15/2025. The transaction reflects the withholding of 3,795 shares to satisfy tax obligations; the filing clarifies no shares were sold. After the withholding, Mr. Fisch beneficially owns 321,551 shares of common stock, held directly. The Form 4 was submitted under a single reporting person filing.

Insights

Securities Analyst

TL;DR: Insider tax-withholding from RSU vesting reduced holdings modestly; no open-market sale occurred.

The filing documents a routine net settlement related to the vesting of restricted stock units where 3,795 shares were withheld to cover tax obligations. This is a non-cash, compensation-related disposition rather than an active sale, and the reporting person retains a substantial direct stake of 321,551 shares. For investors, this is a standard executive compensation event with limited immediate market impact because the company reports no open-market disposal.

Corporate Governance Expert

TL;DR: Standard governance disclosure: RSU vesting and tax withholding properly reported; no governance red flags evident.

The Form 4 shows timely reporting of a restricted stock unit vesting and associated share withholding to meet tax liabilities. The reporting person is both CEO and director, and the transaction was handled through net settlement, consistent with common compensation practices. The disclosure identifies the nature of the transaction and the resulting direct ownership. There is nothing in the filing suggesting unusual related-party activity or liquidity-driven insider selling.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fisch Matthew

(Last) (First) (Middle)

4670 WILLOW ROAD

(Street)

PLEASANTON CA 94588

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		F(1)		3,795	D	$2.54	321,551	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	08/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Matthew Fisch report on Form 4 for LIDR?

The Form 4 reports a net settlement related to the vesting of restricted stock units where 3,795 shares were withheld to satisfy tax withholding obligations; no shares were sold.

How many shares does Matthew Fisch beneficially own after the reported transaction?

After the withholding, the filing shows Mr. Fisch beneficially owns 321,551 shares of AEye common stock held directly.

Was the transaction an open-market sale or a compensation-related event?

It was a compensation-related event: a net settlement of RSUs with shares withheld for taxes; the filing states explicitly that no shares were sold.

What is the transaction date reported on the Form 4?

The transaction date reported is 08/15/2025 for the RSU net settlement and withholding.

Did the Form 4 indicate joint filing or a single reporting person?

The Form 4 was filed by one reporting person (Matthew Fisch).