Chicago Atlantic BDC CAO buys 200 LIEN shares

Chicago Atlantic BDC, Inc. (ticker LIEN) reported that its Chief Accounting Officer, Fazio Gianni James Lezziere, purchased 200 shares of common stock on 2026-08-17.

Rhea-AI Filing Summary

Chicago Atlantic BDC, Inc. (ticker LIEN) reported that its Chief Accounting Officer, Fazio Gianni James Lezziere, purchased 200 shares of common stock on 2026-08-17. The shares were bought in a purchase in open market or private transaction at $9.55 per share, resulting in direct ownership of 200 shares following the transaction.

Insider Trade Summary

Net Buyer: 200 shares

Net Buy 1 txn

Insider Fazio Gianni James Lezziere

Role Chief Accounting Officer

Bought 200 shs ($2K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	200	$9.55	$2K

Holdings After Transaction: Common Stock — 200 shares (Direct)

Key Figures

Shares purchased: 200 shares Purchase price: $9.55 per share Shares owned after transaction: 200 shares +2 more

5 metrics

Shares purchased 200 shares Common stock transaction on 2026-08-17

Purchase price $9.55 per share Price for the 200 common shares bought on 2026-08-17

Shares owned after transaction 200 shares Total direct holdings following the reported purchase

Net buy shares 200 shares Net effect of all reported transactions in this Form 4

Buy transactions count 1 Number of buy transactions reported for this date

Key Terms

purchase in open market or private transaction, direct ownership, net-buy

3 terms

purchase in open market or private transaction financial

"transaction_code_description: Purchase in open market or private transaction"

direct ownership financial

"ownership_type is reported as direct, indicating direct ownership"

net-buy financial

"transactionSummary shows netBuySellDirection as net-buy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LIEN report for Fazio Gianni James Lezziere?

Chicago Atlantic BDC, Inc. (LIEN) reported that Chief Accounting Officer Fazio Gianni James Lezziere bought 200 shares of common stock. The transaction occurred on 2026-08-17 in an open market or private purchase, increasing his direct holdings to 200 shares.

At what price were the LIEN shares purchased by the Chief Accounting Officer?

The Chief Accounting Officer purchased LIEN common stock at $9.55 per share. This price applies to the 200 shares acquired on 2026-08-17 in a purchase described as an open market or private transaction.

How many LIEN shares does the insider own after this Form 4 transaction?

After the reported transaction, the insider directly owns 200 shares of LIEN common stock. This reflects the full 200-share purchase reported on 2026-08-17, with no additional holdings or derivative positions shown in this filing.

Was the August 17, 2026 LIEN insider trade part of a Rule 10b5-1 plan?

The filing for LIEN indicates the Rule 10b5-1 checkbox was not marked as an affirmative trading plan. That means the 200-share purchase at $9.55 was not reported as executed under a pre-arranged 10b5-1 trading plan.

What type of transaction did the LIEN Form 4 report on August 17, 2026?

The LIEN Form 4 reports a purchase in open market or private transaction of common stock. Chief Accounting Officer Fazio Gianni James Lezziere acquired 200 shares at $9.55 per share, resulting in direct ownership of those shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/19/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fazio Gianni James Lezziere

(Last) (First) (Middle)

C/O CHICAGO ATLANTIC BDC, INC.

600 MADISON AVENUE, SUITE 1800

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Chicago Atlantic BDC, Inc. [ LIEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		P		200	A	$9.55	200	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Gianni Fazio	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)