LIF (NASDAQ) Form 144: Fidelity files notice to sell vested shares

Rhea-AI Filing Summary

LIF notice of proposed sale: Fidelity Brokerage Services LLC filed a Form 144 reporting proposed sales of Common Stock associated with restricted stock vesting events. The filing lists vesting entries of 449, 2,367, 1,057, 640, and 142 shares with vesting dates from 09/09/2021 through 06/08/2026.

Insights

Securities Compliance Attorney

Form 144 submitted for proposed resale of vested restricted shares.

The filing identifies the filer as Fidelity Brokerage Services LLC and lists multiple restricted stock vesting events for Common Stock with explicit per-event share counts and vesting dates. It functions as a notice of intent to sell under resale rules.

Timing and methods of sale are not described in the excerpt; subsequent transaction reports will record actual dispositions. Cash‑flow treatment and aggregate proceeds are not included in the provided excerpt.

Key Figures

Form type: Form 144 Vesting entry: 449 shares Vesting entry: 2,367 shares +5 more

8 metrics

Form type Form 144 SEC notice of proposed resale

Vesting entry 449 shares vesting date <date>09/09/2021</date>

Vesting entry 2,367 shares vesting date <date>09/08/2023</date>

Vesting entry 1,057 shares vesting date <date>12/08/2023</date>

Vesting entry 640 shares vesting date <date>03/07/2024</date>

Vesting entry 142 shares vesting date <date>06/08/2026</date>

Filer address fragment 900 Salem Street, Smithfield RI Fidelity Brokerage Services LLC contact line

Filing date or reference 06/29/2026 date shown near header/NASDAQ

Key Terms

Restricted Stock Vesting, Form 144, Issuer

3 terms

Restricted Stock Vesting regulatory

"Listed repeatedly as the reason for each security sale entry"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Header and context indicating notice of proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Column label showing the party associated with vesting entries"

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Available on EDGAR 06/29/2026 - 10:51 AM Accepted by SEC EDGAR 06/29/2026 - 10:50 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	4655	256025.00	81031691	06/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/09/2021	Restricted Stock Vesting	Issuer			449	09/09/2021	Compensation
Common	09/08/2023	Restricted Stock Vesting	Issuer			2367	09/08/2023	Compensation
Common	12/08/2023	Restricted Stock Vesting	Issuer			1057	12/08/2023	Compensation
Common	03/07/2024	Restricted Stock Vesting	Issuer			640	03/07/2024	Compensation
Common	06/08/2026	Restricted Stock Vesting	Issuer			142	06/08/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LIF Form 144 filed by Fidelity Brokerage Services LLC report?

It reports proposed sales of Common Stock tied to restricted stock vesting. The excerpt lists vesting entries of 449, 2,367, 1,057, 640, and 142 shares with associated vesting dates.

Who is the filer on the LIF Form 144 and what is their role?

The filer is Fidelity Brokerage Services LLC. The filing shows it as the reporting broker/holder entity submitting a notice of proposed sale for Common Stock resulting from restricted stock vesting events.

Which vesting dates and share counts are listed in the LIF filing?

The excerpt lists vesting dates and share counts: 09/09/2021 (449), 09/08/2023 (2,367), 12/08/2023 (1,057), 03/07/2024 (640), and 06/08/2026 (142).

Does the provided LIF excerpt state how proceeds will be used?

The provided excerpt does not include a use‑of‑proceeds statement. The visible text details vesting events and proposed resale notice elements but does not specify proceeds allocation or receiving party details.