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Lunate-affiliated investment entities reported an initial indirect ownership position in Neutron Holdings, Inc. common stock. The Form 3 shows that 9,815,949 shares of Common Stock are directly held by Sapphire Direct Holdings RSC Ltd, with a chain of related Lunate and Chimera entities that may be deemed to beneficially own these shares. This filing reflects Sapphire and the related entities as ten percent owners of Neutron Holdings, rather than disclosing any new purchase or sale.
Neutron Holdings, Inc. reports that a group of related Abu Dhabi entities disclosed beneficial ownership of 9,815,949 shares of Common Stock. The reporting persons—Lunate Capital Limited, Sapphire Direct Holdings RSC Ltd, Lunate Legacy II, Lunate Legacy II (GP) SPV Ltd, Lunate Holding RSC Ltd, and Chimera Investment LLC—each may be deemed to beneficially own 9,815,949 shares, representing approximately 15.3% of the company's Common Stock outstanding, based on 64,025,936 shares outstanding as of July 2, 2026 as stated in the issuer's prospectus. The shares are directly held by Sapphire and voting and dispositive power is reported as sole for the stated amount.
Neutron Holdings, Inc. completed its initial public offering and put in place new long-term financing arrangements. The company sold 6,679,791 shares of common stock at $25.00 per share, alongside 276,731 shares sold by existing stockholders, for an IPO total of 6,956,522 shares. Gross proceeds to Neutron were approximately $167 million before underwriting discounts and expenses.
The company used part of the IPO proceeds to fully repay a $115.0 million senior secured term loan, terminating that facility and related guarantees. Neutron also entered into a new $200.0 million senior secured revolving credit facility maturing in July 2031, with interest based on a leverage-linked grid and covenants including a maximum total net leverage ratio of 3.25 to 1.00 and a minimum fixed charge coverage ratio of 1.25 to 1.00 from the quarter ending September 30, 2026. In connection with the IPO, amended and restated charter and bylaw documents became effective.
PEDERSEN BRANDON reported acquisition or exercise transactions in this Form 4 filing.
Neutron Holdings, Inc. director Brandon Pedersen reported an equity compensation grant in the form of restricted stock units tied to the company’s common stock. The award covers 5,627 RSUs at a stated price of $0.00 per unit, indicating a non-cash grant rather than an open-market purchase.
According to the filing, these RSUs vest on the earlier of the one-year anniversary of the vesting commencement date or immediately before the company’s first annual meeting following that date, subject to his continued service. After this grant, Pedersen’s direct holdings increased to 9,332 shares of common stock, showing this as a routine director compensation award rather than a discretionary trade.
Neutron Holdings, Inc. Chief Accounting Officer Ryan Michael S. reported a tax-related share disposition tied to vesting of equity awards. The company withheld 1,319 shares of Common Stock to cover taxes upon vesting of restricted stock units, and this was not an open market transaction. After this withholding, he directly owns 25,466 shares of Common Stock.
Rowan James reported acquisition or exercise transactions in this Form 4 filing.
Neutron Holdings, Inc. director Rowan James reported an equity compensation grant rather than an open-market trade. On July 1, 2026, James was awarded 5,627 shares of Common Stock in the form of restricted stock units at a stated price of $0.00 per share.
These RSUs vest on the earlier of one year after the vesting commencement date or immediately before Neutron’s first annual meeting following that date, as long as James continues serving the company. After this award, James directly holds 8,802 shares of Common Stock.
Hamren Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
Neutron Holdings, Inc. director Elizabeth Hamren received an equity award in the form of 5,596 shares of common stock at a stated price of $0.00 per share. The award represents restricted stock units that vest on the earlier of the one-year anniversary of the vesting commencement date or immediately before the company’s first annual meeting after that date, contingent on her continued service.
Smith Sarah Anne reported acquisition or exercise transactions in this Form 4 filing.
Neutron Holdings director Sarah Anne Smith received an equity grant of 5,627 shares of Common Stock as restricted stock units. The RSUs vest on the earlier of one year after the vesting commencement date or immediately before the company’s first annual meeting after that date, contingent on her continuous service with Neutron Holdings.
Neutron Holdings, Inc. CEO Ting Wayne Hsing-Yuan reported several equity transactions involving the company’s Common Stock. On July 2, 2026, he completed an open-market sale of 99,115 shares at $25.00 per share. After this sale, he directly held 433,351 shares of Common Stock.
On June 30, 2026, the company withheld 27,201 shares to cover taxes on vesting of restricted stock units, which was not an open-market transaction. Earlier, on March 16, 2026, the issuer repurchased 23,266 shares from him for an aggregate $889,650 to repay his promissory note, a transaction reported under Rule 16a-2(a) in connection with the company’s initial public offering.
Neutron Holdings, Inc. Chief Financial Officer Ann B. Gugino had 10,977 shares of Common Stock withheld on June 30, 2026 to cover taxes on vesting of restricted stock units. This was not an open-market transaction. After the withholding, she directly holds 154,667 shares of Common Stock.