Welcome to our dedicated page for Live Ventures SEC filings (Ticker: LIVE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Ventures Incorporated filings document regulatory disclosures for a diversified holding company with operating subsidiaries across steel, flooring, tools, textiles, and entertainment. Recent Form 8-K reports furnish fiscal operating results and related press-release exhibits, while governance filings record annual meeting outcomes, director elections, auditor ratification, and board committee changes.
The company's filings also cover executive and subsidiary-level compensation arrangements, including employment agreement amendments, as well as formal disclosure of Nasdaq independence and audit committee qualifications where applicable. These records frame Live Ventures' public-company reporting around operating performance, portfolio governance, stockholder votes, and material corporate events.
Live Ventures Incorporated reported the results of its Annual Meeting of Stockholders held on June 25, 2026. Stockholders elected five directors—Jon Isaac, Tony Isaac, Greg LeClaire, Dennis (De) Gao, and Tyler Sickmeyer—each for a one-year term ending at the 2027 annual meeting.
Support for the director nominees was strong, with votes for ranging from 1,567,788 to 1,616,596 and broker non-votes of 794,826 for each nominee. Stockholders also ratified Frazier & Deeter, LLC as the independent registered accounting firm for the fiscal year ending September 30, 2026, with 2,409,611 votes for, 1,723 against, and 2,569 abstentions.
Live Ventures Incorporated proposes a shelf registration to offer up to $50,000,000 of securities, including common stock, preferred stock, debt securities, warrants, rights, and units, from time to time after this registration statement is declared effective. The prospectus states the offering cap and that specific terms will be disclosed in prospectus supplements. The cover page also reports 3,071,656 shares of Common Stock outstanding as of May 27, 2026 and an aggregate market value of Common Stock held by non-affiliates of approximately $8.9 million based on a closing price of $10.80 on that date.
LIVE VENTURES Inc insider activity shows additional buying of common stock through an affiliated entity. On May 19, 2026, Isaac Capital Group, LLC, an entity of which CEO and President Jon Isaac is the sole member and manager, made three open-market purchases totaling 5,302 shares of common stock at prices between $9.7451 and $10.3999 per share. After these trades, reported total beneficial ownership stands at 1,616,700 shares, including 217,177 shares owned directly by Jon Isaac and 1,399,523 shares owned by Isaac Capital Group, LLC.
Live Ventures Incorporated reported lower results for the quarter ended March 31, 2026. Revenue was $102.9 million, down from $107.0 million a year earlier, and the company posted a net loss of $2.4 million versus prior net income of $15.9 million. Loss per diluted share was $0.80, compared with diluted earnings of $5.05 a year ago.
Results were pressured by a $4.0 million goodwill impairment related to PMW and continued high interest expense of $3.9 million for the quarter. For the first six months, revenue was $211.4 million and net loss was $2.5 million. Despite the loss, cash increased to $15.2 million, total assets were $392.5 million, and stockholders’ equity was $92.9 million. The company’s segments generated combined quarterly Adjusted EBITDA of $5.9 million, led by Retail-Entertainment and Steel Manufacturing, while Retail-Flooring remained weak. Management also details significant revolving credit facilities, related-party financing, and mentions ongoing legal and regulatory matters.
Live Ventures reported fiscal second-quarter 2026 revenue of $102.9 million, down 3.8% from the prior year, as weakness in the Retail-Flooring segment outweighed gains elsewhere. Gross margin improved to 33.6% on better mix and efficiencies.
The company posted an operating loss of $2.0 million versus operating income of $2.1 million a year ago, driven mainly by a $4.0 million non-cash goodwill impairment in Steel Manufacturing. Net loss was $2.4 million, compared with net income of $15.9 million in the prior-year quarter, which had benefited from a large gain on a seller note modification.
Adjusted EBITDA was $5.9 million, down 8.8%. Retail-Entertainment delivered double-digit revenue and profit growth, while Retail-Flooring experienced a 26.2% revenue decline and deeper losses amid continued housing-market headwinds. As of March 31, 2026, total cash availability was $39.8 million.
Live Ventures Incorporated reported that its indirect, wholly owned subsidiary, Vintage Stock Inc., has entered into a Third Amendment to the Employment Agreement with Rodney Spriggs, President and Chief Executive Officer of Vintage Stock, effective March 31, 2026.
The amendment extends Mr. Spriggs’ employment term by two years to March 31, 2028, unless ended earlier under the agreement. It also grants a one-time cash bonus of $250,000, payable on or before April 14, 2026, and provides an additional 80 hours of paid time off per calendar year on top of existing entitlements.
All other provisions of the prior Employment Agreement remain unchanged. The full text of the Third Amendment is included as an exhibit to this report.
Live Ventures reported quarterly results for the three months ended December 31, 2025. Revenue was 108,544 (thousands of dollars), down slightly from the prior year, but gross margin improved to 32.6% from 31.7% as mix and efficiencies improved in several segments.
The company posted a small net loss of 64 (thousands of dollars), compared with net income of 492 (thousands) a year earlier, mainly due to interest expense. Adjusted EBITDA rose to 7,792 (thousands), helped by stronger Retail-Entertainment and Flooring Manufacturing performance.
Cash from operating activities was 9,847 (thousands), increasing cash on hand to 15,133 (thousands). The company refinanced certain steel segment loans with a new Legacy Corporate Lending facility and continues to carry related-party notes totaling 20,421 (thousands). Ongoing SEC and shareholder litigation remains disclosed, with management stating it does not expect a material adverse effect based on current information.
Live Ventures reported fiscal first quarter 2026 results for the period ended December 31, 2025. Revenue was $108.5 million, down 2.7% from $111.5 million a year earlier, but gross margin improved to 32.6%, up from 31.7%.
Operating income rose sharply to $3.5 million from $0.8 million, driven by higher margins and lower operating expenses, while the company recorded a small net loss of $0.1 million, or $0.02 per diluted share, versus net income of $0.5 million, or $0.16, partly because the prior-year period included $3.5 million of nonrecurring gains.
Adjusted EBITDA increased 35.7% to $7.8 million. The Retail-Entertainment segment grew revenue 11.0%, while Retail-Flooring revenue fell 20.2% and remained loss-making. As of December 31, 2025, Live Ventures had total assets of $389.2 million and cash availability of about $38.7 million, and completed a $47.0 million refinancing in its Steel Manufacturing segment.
Live Ventures Incorporated reports its annual business overview for the year ended September 30, 2025, highlighting a diversified holding company model focused on acquiring value-oriented U.S. middle‑market businesses. The company operates through four main segments: retail‑entertainment (Vintage Stock), retail‑flooring (Flooring Liquidators), flooring manufacturing (Marquis Industries), and steel manufacturing (Precision Industries, including Kinetic, Midwest Grinding, Precision Metal Works, and Central Steel).
As of September 30, 2025, Live Ventures had approximately $117.7 million in total consolidated principal indebtedness, including revolver loans, equipment loans, term loans, other long‑term debt, related‑party notes, and seller notes, with about $48.7 million of floating‑rate borrowings. The company notes risks tied to high leverage, interest‑rate exposure, integration of multiple acquisitions, and fluctuating consumer and industrial demand. Non‑affiliate market value of common stock was about $5.7 million on March 31, 2025, with 3,071,656 shares outstanding as of December 5, 2025, and a workforce of roughly 1,744 employees.