Welcome to our dedicated page for LIVE VENTURES SEC filings (Ticker: LIVE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Live Ventures Incorporated filings document regulatory disclosures for a diversified holding company with operating subsidiaries across steel, flooring, tools, textiles, and entertainment. Recent Form 8-K reports furnish fiscal operating results and related press-release exhibits, while governance filings record annual meeting outcomes, director elections, auditor ratification, and board committee changes.
The company's filings also cover executive and subsidiary-level compensation arrangements, including employment agreement amendments, as well as formal disclosure of Nasdaq independence and audit committee qualifications where applicable. These records frame Live Ventures' public-company reporting around operating performance, portfolio governance, stockholder votes, and material corporate events.
Live Ventures Incorporated (LIVE) has filed a pre-effective amendment to a Form S-3 shelf registration to offer, from time to time, up to $50,000,000 of common stock, preferred stock, debt securities, warrants, rights, and units. The company’s common stock is listed on The Nasdaq Capital Market under the symbol LIVE.
The aggregate market value of outstanding common stock held by non‑affiliates was about $7.7 million based on 3,071,656 shares outstanding as of August 28, 2026, so sales under this shelf are limited by General Instruction I.B.6 to no more than one‑third of that non‑affiliate value in any 12‑month period, and the company discloses it has not sold any securities under I.B.6 in the prior 12 months.
Live Ventures describes a diversified business across retail‑entertainment, retail‑flooring, flooring manufacturing, and steel manufacturing, and highlights significant consolidated indebtedness, including $117.7 million of principal as of September 30, 2025 and covenant default risk at subsidiary Precision Metal Works, whose credit issues are structurally limited to that subsidiary and its assets. The company also reports that all SEC civil claims against Live Ventures were dismissed in August 2026, with its CEO and former CFO consenting to final judgments and civil penalties without admitting the complaint’s allegations.
Live Ventures Inc. (LIVE) reports that the U.S. District Court for the District of Nevada has dismissed all claims against the company in a civil enforcement action brought by the SEC, removing Live Ventures as a defendant in case No. 2:21‑cv‑01433‑JCM‑MDC.
The company states that the dismissal is complete, with no judgment, no penalty, no admission and no findings entered against Live Ventures. The SEC investigation began in late 2017 and the lawsuit was filed in August 2021; the court had previously denied the SEC’s motion for summary judgment in February 2026.
Separately, CEO Jon Isaac agreed to a consent judgment resolving claims against him individually, which includes a civil penalty of $175,000. Live Ventures notes that Mr. Isaac admits no wrongdoing and denies the SEC’s allegations. With this matter resolved, the company highlights its focus on acquiring and operating profitable middle‑market businesses across flooring retail and manufacturing, specialty retail and entertainment, and steel manufacturing.
Live Ventures Incorporated reported weaker results for the three and nine months ended June 30, 2026. Quarterly revenue was $108.9 million, down slightly from $112.5 million a year earlier, with gross profit of $37.1 million and operating income of $5.3 million.
Higher interest expense and the absence of prior-year one-time gains led to a quarterly net loss of $1.1 million, versus net income of $5.4 million in 2025. For the nine‑month period, revenue was $320.4 million and the company posted a net loss of $3.6 million, compared with net income of $21.7 million a year earlier. Operating cash flow remained positive at $14.7 million.
Total assets were $385.8 million and stockholders’ equity $91.9 million at June 30, 2026. The company recorded a $4.0 million goodwill impairment related to PMW and faces elevated leverage, including $74.2 million of third‑party debt plus related‑party and seller‑financed notes. PMW is in default under its Fifth Third Bank facility, with all ~$10.5 million of that debt classified as current, and is operating under a short‑term forbearance. Live Ventures also discloses ongoing regulatory and securities class action litigation.
Live Ventures Incorporated reported fiscal third quarter 2026 results for the period ended June 30, 2026. Revenue was $108.9 million, down 3.2% year over year, with gross profit of $37.1 million and gross margin essentially flat at 34.1%. Operating income declined 34.0% to $5.3 million.
The company recorded a quarterly net loss of $1.1 million, or $(0.34) per diluted share, compared with net income of $5.4 million, or $1.24, a year earlier. Adjusted EBITDA fell 29.5% to $9.3 million, reflecting lower revenue and higher compensation and professional fees in several segments.
Results were mixed by segment. Retail-Entertainment revenue grew 12.7% to $21.4 million with higher operating income and stable 57.4% gross margin, while Steel Manufacturing revenue rose 7.3% and operating income increased 68.9% to $3.9 million. These gains were offset by continued weakness in Retail-Flooring, where revenue declined 29.4% and operating loss widened to $3.2 million. For the nine months, revenue decreased 3.2% to $320.4 million and the company posted a net loss of $3.6 million, including a $4.0 million non-cash goodwill impairment. Total cash availability at June 30, 2026 was $39.8 million, combining $10.9 million of cash and $28.9 million of borrowing capacity.
Live Ventures Incorporated reported the results of its Annual Meeting of Stockholders held on June 25, 2026. Stockholders elected five directors—Jon Isaac, Tony Isaac, Greg LeClaire, Dennis (De) Gao, and Tyler Sickmeyer—each for a one-year term ending at the 2027 annual meeting.
Support for the director nominees was strong, with votes for ranging from 1,567,788 to 1,616,596 and broker non-votes of 794,826 for each nominee. Stockholders also ratified Frazier & Deeter, LLC as the independent registered accounting firm for the fiscal year ending September 30, 2026, with 2,409,611 votes for, 1,723 against, and 2,569 abstentions.
Live Ventures Incorporated proposes a shelf registration to offer up to $50,000,000 of securities, including common stock, preferred stock, debt securities, warrants, rights, and units, from time to time after this registration statement is declared effective. The prospectus states the offering cap and that specific terms will be disclosed in prospectus supplements. The cover page also reports 3,071,656 shares of Common Stock outstanding as of May 27, 2026 and an aggregate market value of Common Stock held by non-affiliates of approximately $8.9 million based on a closing price of $10.80 on that date.
LIVE VENTURES Inc insider activity shows additional buying of common stock through an affiliated entity. On May 19, 2026, Isaac Capital Group, LLC, an entity of which CEO and President Jon Isaac is the sole member and manager, made three open-market purchases totaling 5,302 shares of common stock at prices between $9.7451 and $10.3999 per share. After these trades, reported total beneficial ownership stands at 1,616,700 shares, including 217,177 shares owned directly by Jon Isaac and 1,399,523 shares owned by Isaac Capital Group, LLC.
Live Ventures Incorporated reported lower results for the quarter ended March 31, 2026. Revenue was $102.9 million, down from $107.0 million a year earlier, and the company posted a net loss of $2.4 million versus prior net income of $15.9 million. Loss per diluted share was $0.80, compared with diluted earnings of $5.05 a year ago.
Results were pressured by a $4.0 million goodwill impairment related to PMW and continued high interest expense of $3.9 million for the quarter. For the first six months, revenue was $211.4 million and net loss was $2.5 million. Despite the loss, cash increased to $15.2 million, total assets were $392.5 million, and stockholders’ equity was $92.9 million. The company’s segments generated combined quarterly Adjusted EBITDA of $5.9 million, led by Retail-Entertainment and Steel Manufacturing, while Retail-Flooring remained weak. Management also details significant revolving credit facilities, related-party financing, and mentions ongoing legal and regulatory matters.