LivaNova officer plans $227K sale of common shares

Available on EDGAR 11/12/2026 - 04:17 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:16 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

LivaNova PLC officer Alex Shvartsburg filed notice of an intended sale of 2,500 common shares, with an approximate sale date of November 12, 2026. The notice lists an aggregate market value of $227,275 and Merrill Lynch as the broker. It lists August 10, 2026 as the date of plan adoption or giving of instructions if relying on Rule 10b5-1.

Key Figures

Common shares proposed for sale: 2,500 shares Aggregate market value: $227,275

2 metrics

Common shares proposed for sale 2,500 shares Approximate sale date: November 12, 2026

Aggregate market value $227,275 Value listed for the proposed sale

Key Terms

Rule 10b5-1, restricted stock unit awards

2 terms

Rule 10b5-1 regulatory

"if relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

restricted stock unit awards financial

"Vesting of restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LIVN shares did Alex Shvartsburg plan to sell?

Alex Shvartsburg's notice lists an intended sale of 2,500 common shares, with an approximate sale date of November 12, 2026. The notice gives an aggregate market value of $227,275.

How does Alex Shvartsburg's LIVN notice describe the prior share acquisitions?

The listed prior acquisitions are described as vesting of restricted stock unit awards from LivaNova, granted as part of the issuer's equity compensation plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001830830
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LivaNova PLC
SEC File Number	001-37599
Address of Issuer	5220 VALIANT COURT GLOUCESTER BUSINESS PARK GLOUCESTER UNITED KINGDOM 00000
Phone	4402033250660
Name of Person for Whose Account the Securities are To Be Sold	Shvartsburg Alex
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2500	227275.00	55086809	11/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/15/2018	Vesting of restricted stock unit awards	LivaNova PLC			352	12/15/2018	Granted as part of issuer equity compensation plan
Common Stock	03/15/2019	Vesting of restricted stock unit awards	LivaNova PLC			208	03/15/2019	Granted as part of issuer equity compensation plan
Common Stock	09/15/2019	Vesting of restricted stock unit awards	LivaNova PLC			212	09/15/2019	Granted as part of issuer equity compensation plan
Common Stock	12/15/2019	Vesting of restricted stock unit awards	LivaNova PLC			351	12/15/2019	Granted as part of issuer equity compensation plan
Common Stock	03/15/2020	Vesting of restricted stock unit awards	LivaNova PLC			206	03/15/2020	Granted as part of issuer equity compensation plan
Common Stock	03/30/2020	Vesting of restricted stock unit awards	LivaNova PLC			208	03/30/2020	Granted as part of issuer equity compensation plan
Common Stock	12/15/2020	Vesting of restricted stock unit awards	LivaNova PLC			351	12/15/2020	Granted as part of issuer equity compensation plan
Common Stock	03/15/2021	Vesting of restricted stock unit awards	LivaNova PLC			207	03/15/2021	Granted as part of issuer equity compensation plan
Common Stock	03/30/2021	Vesting of restricted stock unit awards	LivaNova PLC			208	03/30/2021	Granted as part of issuer equity compensation plan
Common Stock	06/15/2021	Vesting of restricted stock unit awards	LivaNova PLC			197	06/15/2021	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Alex Shvartsburg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)