LKFN (LKFN) proposed sale notice: 5,900 shares via Morgan Stanley

Rhea-AI Filing Summary

Common stockholder filed a Form 144 to sell 5,900 shares. The notice lists the shares as acquired 07/19/2018 by private acquisition from the issuer/affiliate and bears the date 05/29/2026.

The filing identifies Morgan Stanley Smith Barney LLC as the broker-dealer involved and lists $357,653.87 on the same line of the excerpt.

Insights

Securities Compliance Attorney

Form 144 notifies the market of a proposed disposition of restricted/controlled shares.

Form 144 is a regulatory notice required under Section 15(g) when insiders or affiliates propose to sell restricted or control securities. The excerpt shows a proposed sale of 5,900 shares with an acquisition date of 07/19/2018.

Timing and actual sale completion are not shown; broker-dealer involvement is listed as Morgan Stanley Smith Barney LLC. Subsequent filings will confirm whether the sale was executed.

Key Figures

Shares proposed for sale: 5,900 shares Amount shown on line: $357,653.87 Acquisition date: 07/19/2018 +1 more

4 metrics

Shares proposed for sale 5,900 shares listed on the Form 144 excerpt

Amount shown on line $357,653.87 numeric amount appearing on the same excerpt line

Acquisition date 07/19/2018 acquisition date for the securities as stated in the excerpt

Filing date shown 05/29/2026 date appearing on the securities information line

Key Terms

Form 144, Private Acquisition from Issuer/Affiliate, Restricted securities

3 terms

Form 144 regulatory

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Private Acquisition from Issuer/Affiliate financial

"Private Acquisition from Issuer/Affiliate | Issuer"

Restricted securities regulatory

"Securities To Be Sold ... Private Acquisition from Issuer/Affiliate"

Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5900	357653.87	24913586	05/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/19/2018	Private Acquisition from Issuer/Affiliate	Issuer			5900	07/19/2018	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LKFN Form 144 disclose?

It discloses a proposed sale of 5,900 shares by an affiliate or restricted holder. The form lists an acquisition date of 07/19/2018 and names Morgan Stanley Smith Barney LLC as the broker-dealer shown in the excerpt.

Does the Form 144 mean the sale has already occurred for LKFN?

No; Form 144 is a notice of a proposed disposition, not proof of completion. The excerpt shows the proposed sale date on the filing line as 05/29/2026, and a subsequent trade report would confirm execution.

Who is listed as the broker for the LKFN proposed sale?

The excerpt lists Morgan Stanley Smith Barney LLC as the broker-dealer associated with the transaction. The filing shows that entity on the securities information line where the proposed sale is recorded.

What does the listed amount $357,653.87 represent on the LKFN excerpt?

The excerpt shows $357,653.87 on the same line as the proposed sale of 5,900 shares. The filing text does not explicitly label that figure; it appears alongside the sale record in the excerpt.