Form 144: Affiliate reports large LLY share sales

Issuer affiliate notified proposed sales of common stock under Form 144.

Rhea-AI Filing Summary

Issuer affiliate notified proposed sales of common stock under Form 144. The filing lists multiple open-market dispositions by Lilly Endowment Inc. with specific trades reported on 05/06/2026, 05/11/2026, 05/12/2026, and 05/13/2026. The excerpt also shows a J.K. Lilly Sr. Trust holding figure of 38,400,000 shares in the securities section.

Insights

Securities Compliance Attorney

Form 144 disclosure documents proposed or recent affiliate sales; filing is procedural.

Form 144 is a notice required when affiliates propose to sell restricted or control securities. The listed rows show executed trades by Lilly Endowment Inc. on specific dates with share counts and dollar amounts recorded.

Timing and settlement mechanics are not described here; subsequent broker reports or Rule 144 satisfaction details would appear in other filings.

Key Figures

Sale on 05/06/2026: 15,828 shares Proceeds on 05/06/2026: $15,754,535.92 Sale on 05/12/2026: 27,545 shares +4 more

7 metrics

Sale on 05/06/2026 15,828 shares trade dated <date>05/06/2026</date>

Proceeds on 05/06/2026 $15,754,535.92 aggregate amount tied to the 05/06/2026 trade

Sale on 05/12/2026 27,545 shares trade dated <date>05/12/2026</date>

Proceeds on 05/12/2026 $27,420,659.12 aggregate amount tied to the 05/12/2026 trade

Sale on 05/13/2026 256,365 shares trade dated <date>05/13/2026</date>

Proceeds on 05/13/2026 $259,024,427.96 aggregate amount tied to the 05/13/2026 trade

Trust holding figure 38,400,000 J.K. Lilly Sr. Trust line in securities section

Key Terms

Form 144, Gift, Issuer Information

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Gift other

"Common Stock | 02/10/1948 | Gift | J.K. Lilly Sr. Trust"

Issuer Information regulatory

"144: Issuer Information"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What sales does the LLY Form 144 excerpt report?

The excerpt reports open-market dispositions by Lilly Endowment Inc. on 05/06/2026, 05/11/2026, 05/12/2026, and 05/13/2026. It lists share counts and corresponding dollar amounts for each reported trade.

How many shares did Lilly Endowment Inc. sell on 05/13/2026 according to the filing?

The filing shows a sale of 256,365 shares on 05/13/2026 with an aggregate amount of $259,024,427.96 recorded in the excerpt.

Does the filing state who receives proceeds from these sales?

The excerpt does not specify proceeds recipients. It lists the selling party as Lilly Endowment Inc. and records trade dates, share counts, and dollar amounts without a proceeds allocation statement.

What does the 38,400,000 number represent in the excerpt?

The excerpt shows 38,400,000 in the securities section adjacent to the J.K. Lilly Sr. Trust line; the filing text does not label it further in the provided excerpt.

Is this Form 144 disclosure itself an indication of Rule 144 eligibility?

Filing Form 144 notifies the SEC of proposed sales but does not by itself confirm Rule 144 eligibility. The excerpt lists proposed or recent sales; compliance details are not included here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 04:22 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000316011
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ELI LILLY AND COMPANY
SEC File Number	001-06351
Address of Issuer	LILLY CORPORATE CTR DROP CODE 1094 INDIANAPOLIS INDIANA 46285
Phone	3172762000
Name of Person for Whose Account the Securities are To Be Sold	LILLY ENDOWMENT, INC.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Shareholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Capital Markets 640 Fifth Avenue New York NY 10019	305000	311530050	941741406	05/20/2026	NYSE, NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/10/1948	Gift	J.K. Lilly Sr. Trust		01/21/1937	38400000		N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Lilly Endowment Inc. 2801 North Meridian Street Indianapolis IN 46208	Eli Lilly and Company Common Stock	05/06/2026	15828	15754535.92
Lilly Endowment Inc. 2801 North Meridian Street Indianapolis IN 46208	Eli Lilly and Company Common Stock	05/11/2026	262	260690
Lilly Endowment Inc. 2801 North Meridian Street Indianapolis IN 46208	Eli Lilly and Company Common Stock	05/12/2026	27545	27420659.12
Lilly Endowment Inc. 2801 North Meridian Street Indianapolis IN 46208	Eli Lilly and Company Common Stock	05/13/2026	256365	259024427.96

144: Remarks and Signature

Remarks
Date of Notice	05/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Diane M. Stenson, Vice President and Treasurer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)