Eli Lilly (NYSE: LLY) grants EVP Eric Dozier 3,512 common shares

Rhea-AI Filing Summary

Eli Lilly & Co

02/11/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dozier Eric

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS IN 46285

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief People Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		A		3,512.294	A	$1,044.67	14,936.212	D
Common Stock								385.02	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Jonathan Groff for Eric Dozier, pursuant to authorization on file	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Eli Lilly (LLY) report for Eric Dozier?

Eli Lilly reported that EVP and Chief People Officer Eric Dozier acquired 3,512.294 shares of common stock on 02/09/2026. The acquisition was coded as a grant or award, not an open-market purchase, and increased his directly held stake in the company.

At what price were Eric Dozier’s newly acquired Eli Lilly (LLY) shares recorded?

Eric Dozier’s 3,512.294 newly acquired Eli Lilly shares were recorded at a price of $1,044.67 per share. This price reflects the value used in the Form 4 for the grant or award, rather than an explicitly labeled open-market trade price.

How many Eli Lilly (LLY) shares does Eric Dozier own after this Form 4 transaction?

Following the reported grant or award, Eric Dozier beneficially owns 14,936.212 shares of Eli Lilly common stock directly. In addition, he reports indirect ownership of 385.02 shares held through a 401(k) account, as disclosed in the filing’s ownership table.

What role does Eric Dozier hold at Eli Lilly (LLY) in this Form 4 filing?

In this Form 4, Eric Dozier is identified as an officer of Eli Lilly, serving as EVP, Chief People Officer. The filing confirms his status as an executive but not a director or 10% owner, providing context for his reported equity holdings.

How is Eric Dozier’s indirect ownership in Eli Lilly (LLY) stock structured?

The Form 4 shows that 385.02 shares of Eli Lilly common stock are held indirectly for Eric Dozier through a 401(k) plan. This indirect position is classified as indirect ownership with the nature of ownership explicitly labeled as “401(k)” in the filing.