Eli Lilly EVP Eric Dozier gifts 216 shares

ELI LILLY & Co (LLY) reported that executive vice president and chief people officer Eric Dozier made a bona fide gift of 216 shares of common stock on September 2, 2026.

Rhea-AI Filing Summary

ELI LILLY & Co (LLY) reported that executive vice president and chief people officer Eric Dozier made a bona fide gift of 216 shares of common stock on September 2, 2026. After this gift, he held 14,239.212 shares directly and 413.44 shares indirectly through a 401(k) plan. No transactions were reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

216 shares gifted

Gift 2 txns

Insider Dozier Eric

Role EVP, Chief People Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	216	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 14,239.212 shares (Direct); Common Stock — 413.44 shares (Indirect, 401(k))

Key Figures

Shares gifted: 216 shares Gift price per share: $0.00 per share Direct holdings after transaction: 14,239.212 shares +2 more

5 metrics

Shares gifted 216 shares Bona fide gift of common stock on September 2, 2026

Gift price per share $0.00 per share Reported for the 216-share bona fide gift

Direct holdings after transaction 14,239.212 shares Direct Eli Lilly common stock held by Eric Dozier after the gift

Indirect 401(k) holdings 413.44 shares Indirect holdings of Eli Lilly common stock via 401(k) after the transaction

Gift transactions reported 1 transaction Count of bona fide gift transactions in this Form 4

Key Terms

bona fide gift, indirect ownership, 401(k)

3 terms

bona fide gift financial

"The transaction is described as a bona fide gift of 216 shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

indirect ownership financial

"An additional 413.44 shares are reported as indirect ownership through a 401(k)"

401(k) financial

"413.44 shares are held indirectly through a 401(k) plan"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

What insider transaction did LLY report for Eric Dozier on September 2, 2026?

Eric Dozier reported a bona fide gift of 216 shares of Eli Lilly common stock on September 2, 2026. The transaction carried a reported per-share price of $0.00, consistent with a gift transfer.

How many LLY shares does Eric Dozier hold directly after this Form 4 transaction?

After the reported gift, Eric Dozier held 14,239.212 shares of Eli Lilly common stock in direct ownership. This figure is stated as his total direct holdings following the transaction.

What indirect LLY holdings does Eric Dozier report on this Form 4?

Eric Dozier reports 413.44 shares of Eli Lilly common stock held indirectly through a 401(k) plan. This amount is disclosed as his total indirect holdings in that account following the reported date.

Was Eric Dozier’s LLY share transfer made under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 plan for these transactions. The document-level checkbox for Rule 10b5-1 arrangements is shown as not affirmed for this Form 4.

What is the nature of the disposal of LLY shares reported by Eric Dozier?

The disposal is characterized as a gift transfer, coded as a bona fide gift of 216 shares of Eli Lilly common stock. It is not reported as a market sale or purchase transaction.

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Available on EDGAR 09/04/2026 - 04:17 PM Accepted by SEC EDGAR 09/04/2026 - 04:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dozier Eric

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS INDIANA 46285

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief People Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/02/2026		G		216	D	$0	14,239.212	D
Common Stock								413.44	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Jonathan Groff for Eric Dozier, pursuant to authorization on file	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)