LENSAR COO has shares withheld for RSU taxes

LENSAR, Inc. Chief Operating Officer Alan B. Connaughton reported a routine tax-related share disposition.

Rhea-AI Filing Summary

LENSAR, Inc. Chief Operating Officer Alan B. Connaughton reported a routine tax-related share disposition. On May 6, 2026, 2,739 shares of common stock were withheld by the company at $5.385 per share to cover tax obligations from vesting restricted stock units. After this non‑market transaction, he directly holds 354,330 shares of LENSAR common stock.

Insights

Equity compensation analyst

Routine tax withholding on RSU vesting; no open‑market trade.

The filing shows LENSAR COO Alan B. Connaughton had 2,739 common shares withheld at $5.385 each to satisfy tax obligations tied to vesting restricted stock units. This is coded as an F transaction, which is a standard equity compensation mechanism.

Because the issuer withheld shares to pay taxes, there was no open‑market buying or selling and no cash proceeds to the insider. Connaughton continues to hold 354,330 shares directly, so this event minimally affects his overall exposure.

Insider Trade Summary

Exercise Price or Tax Liability: 2,739 shares

Exercise Price or Tax Liability 1 txn

Insider Connaughton Alan B.

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,739	$5.385	$15K

Holdings After Transaction: Common Stock — 354,330 shares (Direct)

Footnotes (1)

1. F1. Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations incident to vesting of restricted stock units.

Key Figures

Shares withheld for taxes: 2,739 shares Withholding price: $5.385 per share Shares held after transaction: 354,330 shares

3 metrics

Shares withheld for taxes 2,739 shares Tax withholding on RSU vesting, May 6, 2026

Withholding price $5.385 per share Value used for tax withholding calculation

Shares held after transaction 354,330 shares Direct ownership following tax withholding

Key Terms

restricted stock units, tax withholding obligations, Payment of exercise price or tax liability by delivering securities

3 terms

restricted stock units financial

"incident to vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"withheld by the Issuer to satisfy tax withholding obligations"

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description: Payment of exercise price or tax liability by delivering securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did LENSAR (LNSR) COO Alan B. Connaughton report in this Form 4?

Alan B. Connaughton reported a routine tax-related share disposition. LENSAR withheld 2,739 common shares at $5.385 each to cover tax obligations from vesting restricted stock units, leaving him with 354,330 directly held shares after the transaction.

Was the LENSAR (LNSR) Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. Shares were withheld by LENSAR to satisfy tax withholding obligations related to restricted stock unit vesting, a non-market event that does not involve selling shares into the market for cash proceeds.

How many LENSAR (LNSR) shares were involved in the COO’s tax withholding event?

The event involved 2,739 shares of LENSAR common stock. These shares were withheld by the company at a price of $5.385 per share to pay required taxes arising from the vesting of the COO’s restricted stock units granted as equity compensation.

How many LENSAR (LNSR) shares does the COO hold after this Form 4 transaction?

Following the tax withholding transaction, Alan B. Connaughton directly holds 354,330 LENSAR common shares. This post-transaction balance reflects his ongoing equity stake after 2,739 shares were withheld by the issuer to cover income tax obligations from RSU vesting.

What does transaction code "F" mean in the LENSAR (LNSR) Form 4?

Transaction code "F" indicates shares were used to pay tax or exercise costs. In this case, LENSAR withheld 2,739 shares to satisfy tax withholding obligations tied to restricted stock unit vesting, rather than the COO actively selling shares in the open market.

Does this LENSAR (LNSR) Form 4 indicate the COO changed his investment view?

The filing does not indicate a change in investment view. It reflects a mechanical tax withholding related to restricted stock unit vesting, with shares withheld by LENSAR. Such F-code transactions are common administrative events in equity compensation programs, not discretionary sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Connaughton Alan B.

(Last) (First) (Middle)

2800 DISCOVERY DR.

(Street)

ORLANDO FLORIDA 32826

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LENSAR, Inc. [ LNSR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/06/2026		F		2,739(1)	D	$5.385	354,330	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations incident to vesting of restricted stock units.

	/s/ Nicholas T. Curtis, attorney-in-fact	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)