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LENSAR (LNSR) CEO Curtis reports cash-paid tax withholding on RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LENSAR, Inc. chief executive Nicholas T. Curtis reported an administrative equity event involving company stock. On January 11, 2026, a Form 4 entry with transaction code J was filed for Common Stock, showing that Mr. Curtis paid cash to cover tax withholding tied to previously granted restricted stock units that had vested. The filing states that, as a result of handling the tax obligation in cash, the number of shares he beneficially owns did not change. Following this event, Mr. Curtis continued to hold 992,096 shares of LENSAR common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CURTIS NICHOLAS T

(Last) (First) (Middle)
2800 DISCOVERY DR.

(Street)
ORLANDO FL 32826

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LENSAR, Inc. [ LNSR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/11/2026 J(1) 0(1) D $0.00 992,096(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Curtis paid cash to satisfy tax withholding obligations incident to vesting of restricted stock units previously granted. The amount of securities reflected in Box 5 of Table 1 by Mr. Curtis did not change as a result of this transaction.
/s/ Thomas R. Staab, II, attorney-in-fact 01/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LENSAR (LNSR) report for Nicholas T. Curtis?

The Form 4 reports a transaction coded J in which Nicholas T. Curtis, LENSAR's Chief Executive Officer and a director, handled tax withholding obligations related to vested restricted stock units tied to Common Stock.

Did Nicholas T. Curtis buy or sell LENSAR (LNSR) shares in this Form 4?

According to the filing, Mr. Curtis did not change the number of LENSAR shares he beneficially owns; he paid cash to satisfy tax withholding instead of using shares, so his share count stayed the same.

How many LENSAR shares does Nicholas T. Curtis own after this reported transaction?

After the reported transaction, the Form 4 shows that 992,096 shares of LENSAR common stock are beneficially owned by Nicholas T. Curtis in direct ownership.

What does transaction code J mean in this LENSAR Form 4 filing?

The Form 4 uses transaction code J, and the footnote explains that Mr. Curtis paid cash to cover tax withholding obligations associated with vesting restricted stock units previously granted to him.

What was the date of the earliest transaction reported in this LENSAR Form 4?

The earliest transaction date reported in the Form 4 is January 11, 2026, which is when the tax-related event connected to the restricted stock units occurred.

What roles does Nicholas T. Curtis hold at LENSAR (LNSR) according to the Form 4?

The filing identifies Nicholas T. Curtis as both a Director and an Officer of LENSAR, Inc., with the officer title of Chief Executive Officer.
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Medical Devices
Surgical & Medical Instruments & Apparatus
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United States
ORLANDO