Alliant Energy (LNT) director receives 769 Deferred Common Stock Units grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Newport Roger K reported acquisition or exercise transactions in this Form 4 filing.
ALLIANT ENERGY CORP director Roger K. Newport received a grant of 769.494 Deferred Common Stock Units tied to company common stock. The units were valued at $73.10 per unit and increase his holdings to 31,445.967 deferred units following the transaction.
The units will be settled in shares of common stock when he terminates service as a director, meaning he does not receive actual shares or cash now. The filing notes the balance also reflects adjustments for accrued dividends through a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Newport Roger K
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Deferred Common Stock Units | 769.494 | $73.10 | $56K |
Holdings After Transaction:
Deferred Common Stock Units — 31,445.967 shares (Direct)
Footnotes (1)
- Units are to be settled in shares of common stock upon the reporting person's termination of services as a director. Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Key Figures
Deferred units granted: 769.494 units
Reporting price per unit: $73.10 per unit
Deferred units after transaction: 31,445.967 units
+1 more
4 metrics
Deferred units granted
769.494 units
Deferred Common Stock Units granted on 2026-04-10
Reporting price per unit
$73.10 per unit
Value used for the deferred unit grant
Deferred units after transaction
31,445.967 units
Total Deferred Common Stock Units held following grant
Underlying common stock units
769.494 shares
Common stock underlying the newly granted deferred units
Key Terms
Deferred Common Stock Units, dividend reinvestment transaction, Section 16, Rule 16a-11
4 terms
Deferred Common Stock Units financial
"security_title: "Deferred Common Stock Units""
Deferred common stock units are promises to deliver company shares or cash tied to the company’s stock value at a later date, typically used as part of employee or executive pay. Think of them like a paycheck you elect to receive in company stock at a future date; they can affect the number of shares outstanding and company expenses, so investors watch them for potential dilution and to understand management’s incentives.
dividend reinvestment transaction financial
"Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt"
Section 16 regulatory
"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
Rule 16a-11 regulatory
"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11"
FAQ
What did Alliant Energy (LNT) director Roger K. Newport report on this Form 4?
Roger K. Newport reported receiving 769.494 Deferred Common Stock Units as a compensation grant. These units are linked to Alliant Energy common stock and increase his deferred holdings to 31,445.967 units, rather than reflecting an open-market purchase or sale of shares.
Is the Roger K. Newport Form 4 for Alliant Energy (LNT) a stock purchase or sale?
This Form 4 does not show a stock purchase or sale in the market. It records a grant of 769.494 Deferred Common Stock Units as compensation, which will later convert into shares when Newport’s service as a director ends.
How many Alliant Energy (LNT) deferred units does Roger K. Newport hold after this transaction?
After this award, Roger K. Newport holds 31,445.967 Deferred Common Stock Units. This total includes the newly granted 769.494 units and prior holdings, along with adjustments for accrued dividends via a dividend reinvestment transaction described in the filing.
At what price were the new Deferred Common Stock Units for Alliant Energy (LNT) valued?
The 769.494 Deferred Common Stock Units were valued at $73.10 per unit for reporting purposes. This price is used to calculate the transaction’s notional value, even though the units will only be settled in common shares at the end of Newport’s board service.
What do the dividend adjustments mentioned in the Alliant Energy (LNT) Form 4 mean?
The filing notes that the deferred unit balance includes adjustments for accrued dividends. These arise from a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11, effectively crediting additional fractional units in line with dividends paid on common stock.