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LanzaTech Global issues warrants for 1.74M shares

The warrants can be exercised for cash or on a cashless basis, from October 14, 2026, through the 10th anniversary of the issue date.

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Form Type
4

Rhea-AI Filing Summary

LanzaTech Global, Inc. issued LanzaTech Global SPV, LLC warrants to purchase 1,737,921 shares of common stock at an exercise price of $5.754 per share. The warrants are exercisable for cash or on a cashless basis from October 14, 2026, through the 10th anniversary of that date. The securities were held by an entity owned or controlled by Vinod Khosla, a 10% owner; he may be deemed to have indirect beneficial ownership and disclaimed beneficial ownership except to the extent of his pecuniary interest.

Insider KHOSLA VINOD
Role 10% Owner
Bought 1,737,921 shs
Type Security Shares Price Value
Purchase Warrant (right-to-buy) F1, F2 1,737,921 -- --
Holdings After Transaction: Warrant (right-to-buy) — 1,737,921 warrants (Indirect, See footnote)
Footnotes (2)
  1. F1. The Issuer issued warrants to LanzaTech Global SPV, LLC to purchase an aggregate of 1,737,921 shares of Common Stock of the Issuer at an exercise price of $5.754 per share, exercisable for cash or on a cashless basis and subject to adjustments in certain events. The warrants are exercisable as of in whole or in part, at any time and from time to time from and after the Oct 14, 2026 (the "Issue Date") until the 10th anniversary from the Issue Date.
  2. F2. Consists of securities held of record by an entity owned or controlled by the Reporting Person. The Reporting Person may be deemed to possess voting and investment control over such securities held by such entity, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held by such entity. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Warrants 1,737,921 warrants Issued to LanzaTech Global SPV, LLC on October 14, 2026
Underlying common shares 1,737,921 shares Shares the warrants may purchase
Exercise price $5.754 per share Warrant exercise price
Issue date October 14, 2026 Warrants are exercisable from this date
Exercise period Through the 10th anniversary of the issue date Warrant term
cashless basis financial
"exercisable for cash or on a cashless basis"
An agreement executed on a cashless basis lets a holder convert or exercise a security (like options, warrants, or conversion rights) without paying money upfront; instead the holder receives a smaller number of shares equal in value to what the cash would have purchased. Think of trading a coupon for fewer slices of a cake rather than handing over cash for the full slice. For investors, it affects how much ownership and dilution occur and avoids immediate cash outlays.
exercise price financial
"at an exercise price of $5.754 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
indirect beneficial ownership regulatory
"may be deemed to have indirect beneficial ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LNZA warrants were reported?

LanzaTech Global, Inc. issued LanzaTech Global SPV, LLC warrants to purchase an aggregate of 1,737,921 shares of common stock on October 14, 2026. The warrants were reported as indirectly held through an entity owned or controlled by Vinod Khosla.

What are the exercise terms for the LNZA warrants?

The warrants have an exercise price of $5.754 per share and may be exercised for cash or on a cashless basis. They are exercisable from October 14, 2026, through the 10th anniversary of the issue date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KHOSLA VINOD

(Last)(First)(Middle)
2128 SAND HILL ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LanzaTech Global, Inc. [ LNZA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrant (right-to-buy)(1)10/14/2026P1,737,921 (1) (1)Common Stock1,737,921(1)1,737,921ISee footnote(2)
Explanation of Responses:
1. The Issuer issued warrants to LanzaTech Global SPV, LLC to purchase an aggregate of 1,737,921 shares of Common Stock of the Issuer at an exercise price of $5.754 per share, exercisable for cash or on a cashless basis and subject to adjustments in certain events. The warrants are exercisable as of in whole or in part, at any time and from time to time from and after the Oct 14, 2026 (the "Issue Date") until the 10th anniversary from the Issue Date.
2. Consists of securities held of record by an entity owned or controlled by the Reporting Person. The Reporting Person may be deemed to possess voting and investment control over such securities held by such entity, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held by such entity. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Vinod Khosla11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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