Welcome to our dedicated page for LOCAL BOUNTI SEC filings (Ticker: LOCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Local Bounti Corporation (NYSE: LOCL) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports, proxy materials and financing-related documents. These filings offer detailed information about Local Bounti’s operations as a U.S. indoor agriculture company using its patented Stack & Flow Technology® to grow leafy greens, herbs and salad kits in controlled environments.
Investors can review Form 8-K current reports that Local Bounti files to announce material events. Recent 8-Ks describe quarterly financial results, the appointment of executives such as the Interim Chief Financial Officer, leadership and board changes, and the terms of a $10 million convertible note and warrant transaction with U.S. Bounti, LLC. Other 8-K filings detail amendments to the company’s senior credit agreement, including debt reductions and revised terms.
The company’s definitive proxy statement (DEF 14A) provides insight into governance matters, including special meetings of stockholders, proposals to approve share issuances required under New York Stock Exchange rules, and information about voting procedures and stockholder rights. These materials help explain how Local Bounti seeks stockholder approval for transactions such as the conversion of convertible notes and the exercise of warrants.
Through Stock Titan, users can monitor Local Bounti’s ongoing SEC reporting, including real-time updates as new filings appear on EDGAR. AI-powered tools summarize key points from lengthy documents, helping readers quickly understand topics such as capital structure changes, financing arrangements, and board or management updates without reading every page. For those analyzing LOCL stock, these filings offer primary-source detail on the company’s financial obligations, equity structure, governance framework and significant corporate events.
Local Bounti Corporation (LOCL)
The transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on August 14, 2025. After this sale, Nordby beneficially owns 107,705 shares of Local Bounti common stock, held directly.
Local Bounti (LOCL) filed a Form 144 notice for a planned sale of common stock. The filing covers 1,000 shares of common stock to be sold through Fidelity Brokerage Services LLC on the NYSE at an aggregate market value of $2,385.52, with 22,271,082 shares outstanding. The seller originally acquired these 1,000 shares on 03/08/2021 in a reverse merger transaction with the issuer. The person on whose behalf the shares are being sold represents that they are not aware of any undisclosed material adverse information about the company.
Local Bounti Corporation filed a resale registration for up to 5,902,902 shares of common stock, consisting of 5,352,902 shares issuable upon conversion of a convertible note and 550,000 shares issuable upon exercise of a common stock purchase warrant. The selling stockholder may sell these shares from time to time at market or negotiated prices.
The company will not receive proceeds from the selling stockholder’s resales. It would receive cash only upon any cash exercise of the warrant, which carries a $0.125 exercise price, for potential proceeds of $68,750. The convertible note has an initial principal balance of $10.0 million and an initial conversion price of $2.50 per share. Shares outstanding were 22,124,733 as of September 30, 2025.
On October 14, 2025, stockholders approved issuing the conversion and warrant shares in excess of 1% of outstanding common stock for NYSE compliance. LOCL last closed at $2.46 on November 13, 2025.
Local Bounti Corporation reported third-quarter results reflecting higher sales alongside ongoing losses and capital restructuring. Sales were $12.2 million (up 19% year over year) as new Texas and Washington facilities ramped and Georgia delivered growth. Gross profit was $1.4 million, roughly flat, as costs rose with expansion.
Operating expenses were stable year over year, but included a $3.7 million impairment from retiring the Pete’s trade name. The company posted a net loss of $26.4 million, narrower than a year ago, aided by sharply lower interest expense after debt amendments. Cash and restricted cash totaled $12.7 million at quarter end.
Debt was restructured with Cargill Financial: principal reductions and amended terms left $302.0 million outstanding under the Senior Facility, with a related accounting debt premium amortized against future interest. A $10.0 million convertible note was issued with a warrant for 550,000 shares. Shares outstanding were 22,271,082 as of November 10, 2025. Management highlighted facility reconfiguration in Texas, yield upgrades across the network, and targeted cost reductions into 2026.
Local Bounti (LOCL) filed a Form 144 for the proposed sale of 1,906 common shares, showing an aggregate market value of 4,804.07, with an approximate sale date of 11/13/2025. The listed broker is Morgan Stanley Smith Barney LLC, and the shares are noted for the NYSE.
The shares to be sold were acquired on 12/28/2022 as a gift from affiliate Wheat Wind Farms LLC (donor acquired on 11/19/2021). Shares outstanding were 22,123,010; this is a baseline figure, not the amount being sold.
Recent activity includes sales by KEBS TRUST, including 771 shares on 11/12/2025 (gross proceeds 1,880.93) and 2,484 shares on 09/03/2025 (gross proceeds 5,119.52).
Local Bounti Holdings (LOCL) filed a Form 144 notice for a planned sale of 771 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of 1880.93 for these shares, with an approximate sale date of 11/12/2025 on the NYSE. Shares outstanding were 22,123,010, which is a baseline figure, not the amount being sold.
The shares to be sold were acquired as a gift from an affiliate on 12/28/2022 from Wheat Wind Farms LLC; the donor acquired the shares on 11/19/2021. The notice also lists prior sales over the past three months by KEBS TRUST on various dates with corresponding share amounts and gross proceeds.
Local Bounti (LOCL) reported a Form 144 notice for a proposed secondary sale of 200 common shares, with an aggregate market value of $490.58, through Morgan Stanley Smith Barney LLC on or about 11/11/2025 on the NYSE.
The filing lists 22,123,010 shares outstanding. The 200 shares were acquired as a gift from an affiliate on 12/28/2022 (donor’s acquisition date: 11/19/2021). The notice also details recent sales by the same account, including 504 shares on 11/10/2025 for $1,326.48 and 2,484 shares on 09/03/2025 for $5,119.52. This is an administrative disclosure of potential sales under Rule 144.
Local Bounti Corporation furnished an update on its business by announcing financial results for the quarter ended September 30, 2025. The company disclosed these results via a press release furnished as Exhibit 99.1.
The information under Item 2.02 is furnished, not filed, under the Exchange Act and is not subject to Section 18 liabilities, nor incorporated by reference into Securities Act or Exchange Act filings except as specifically referenced. The filing also includes the Cover Page Interactive Data File as Exhibit 104.
LOCL: A holder filed a Form 144 to sell 504 shares of common stock. The filing lists an aggregate market value of
The 504 shares were acquired on 12/28/2022 as a gift from an affiliate, originally acquired by the donor on 11/19/2021. Recent activity disclosed for the same account shows multiple sales over the past three months, including 2,484 shares on 09/03/2025 for