Loop Industries gets Nasdaq notice over $15M rule

Available on EDGAR 11/13/2026 - 08:31 AM EST Accepted by SEC EDGAR 11/13/2026 - 08:30 AM EST

(High)

(Negative)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

8-K

Rhea-AI Filing Summary

Loop Industries, Inc. received a Nasdaq notice on November 9, 2026, stating that its Market Value of Publicly Held Shares (MVPHS) had been below $15 million for 30 consecutive business days, from September 28 through November 6, 2026, putting it out of compliance with a continued-listing requirement for The Nasdaq Global Market.

Loop has 180 calendar days, through May 10, 2027, to regain compliance. Its MVPHS must close at or above $15 million for at least 10 consecutive business days; Nasdaq may require a longer period, generally no more than 20 consecutive business days. If Loop does not regain compliance by the deadline, Nasdaq will notify it that its securities are subject to delisting. The company may also consider applying to transfer to The Nasdaq Capital Market if it meets that market’s continued-listing requirements. The notice has no immediate effect on listing or trading; LOOP shares continue to trade on The Nasdaq Global Market under symbol LOOP.

0 points · 0 major

How this balance works

Rhea-AI gives every point it takes from this document a weight. Minor counts 1, Moderate 3 and Major 9, so one Major point outweighs several Minor ones. The bar adds up the weights on each side, and when neither side holds more than 65% of the total the balance reads Mixed.

It reads the document as published, with the same rules for every company, and it does not look at what the market expected or at how the stock traded, so a point can be objectively good on a day the stock falls.

Rhea-AI Sentiment measures something else, the tone of the wording.

How the balance works How Sentiment works

0 major · 1 point

How the balance works

Positive

None.

Negative

Moderate pointNasdaq cited a $15 million MVPHS shortfall over 30 consecutive business days.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

Key Figures

MVPHS continued-listing threshold: $15 million Period below MVPHS threshold: 30 consecutive business days Compliance period: 180 calendar days +2 more

5 metrics

MVPHS continued-listing threshold $15 million Nasdaq said Loop Industries’ MVPHS was below this threshold for 30 consecutive business days.

Period below MVPHS threshold 30 consecutive business days September 28 through November 6, 2026.

Compliance period 180 calendar days Period to regain compliance ends May 10, 2027.

Required closing period 10 consecutive business days MVPHS must close at or above $15 million for this period to regain compliance.

Potential extended closing period 20 consecutive business days Nasdaq may require a longer period, generally not to exceed this duration.

Key Terms

Market Value of Publicly Held Shares (MVPHS), continued-listing requirement

2 terms

Market Value of Publicly Held Shares (MVPHS) regulatory

"minimum Market Value of Publicly Held Shares (MVPHS) requirement"

continued-listing requirement regulatory

"not in compliance with the minimum Market Value of Publicly Held Shares requirement for continued listing"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did LOOP receive a Nasdaq listing notice?

Nasdaq said Loop Industries’ Market Value of Publicly Held Shares was below $15 million for 30 consecutive business days, from September 28 through November 6, 2026, putting the company out of compliance with a continued-listing requirement for The Nasdaq Global Market.

What must LOOP do to regain Nasdaq compliance?

Loop Industries must have its Market Value of Publicly Held Shares close at or above $15 million for at least 10 consecutive business days during the 180-calendar-day period ending May 10, 2027. Nasdaq may require a longer period, generally not more than 20 consecutive business days.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding 8-K Material Events →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

November 9, 2026

LOOP INDUSTRIES, INC.

(Exact name of registrant as specified in its charter)

Nevada		000-38301		27-2094706
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

480 Fernand-Poitras

Terrebonne, Quebec, Canada, J6Y 1Y4

(Address of principal executive offices, including zip code)

(450) 951-8555

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, par value $0.0001 per share	LOOP	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On November 9, 2026, Loop Industries, Inc., a Nevada corporation (the “Company”), received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that it is not in compliance with the minimum Market Value of Publicly Held Shares (“MVPHS”) requirement for continued listing on The Nasdaq Global Market. Specifically, the Notice stated that the Company’s MVPHS had been below $15 million for the last 30 consecutive business days from September 28, 2026 to November 6, 2026, and that the Company is therefore not in compliance with Nasdaq Listing Rule 5450(b)(2)(C).

In accordance with Nasdaq Listing Rule 5810(c)(3)(D), the Company has a period of 180 calendar days, or until May 10, 2027, to regain compliance with the MVPHS requirement. To regain compliance, the Company’s MVPHS must close at or above $15 million for a minimum of ten consecutive business days, or such longer period as Nasdaq may require, generally not to exceed twenty consecutive business days, during this 180-day compliance period. If the Company does not regain compliance with the MVPHS requirement by May 10, 2027, Nasdaq will provide a written notice to the Company that its securities are subject to delisting. Alternatively, the Company may consider applying for a transfer to The Nasdaq Capital Market, provided that it meets The Nasdaq Capital Market’s continued listing requirements.

The Notice has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Global Market. The Company’s common stock will continue to trade under the symbol “LOOP”.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	LOOP INDUSTRIES, INC.

Date: November 13, 2026	By:	/s/ Spencer Hart
		Spencer Hart
		Chief Financial Officer and Director

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

4 documents