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[Form 3] Loop Industries, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Loop Industries (LOOP) filed a Form 3 reporting Interim CFO Mike De Notaris’s initial beneficial ownership. He beneficially owns 20,828 shares of common stock, consisting of 2,000 shares and 18,828 restricted stock units (RSUs). 10,828 RSUs vest on March 9, 2027, and 8,000 vest in equal annual tranches on March 7 each year from 2026 through 2029, subject to continued employment. Each RSU represents the right to receive one share of common stock.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
De Notaris Mike

(Last) (First) (Middle)
480 FERNAND POITRAS

(Street)
TERREBONNE A8 J6Y1Y4

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/17/2025
3. Issuer Name and Ticker or Trading Symbol
Loop Industries, Inc. [ LOOP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 20,828(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Consists of 2,000 shares of common stock and 18,828 restricted stock units ("RSU"), 10,828 of which shall fully vest on March 9, 2027, and 8,000 of which shall vest in equal annual tranches on March 7 of each year from 2026 through 2029, provided that the Reporting Person continues to be employed by Loop Industries, Inc. (the "Company") through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.
/s/ Mike De Notaris 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Loop Industries

NASDAQ:LOOP

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58.13M
24.69M
48.83%
7.42%
1.06%
Specialty Chemicals
Chemicals & Allied Products
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