[Form 3] Lotus Technology Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Lotus Technology Inc. director Zhang Quan (Joe) filed an initial Form 3, which is a required statement of beneficial ownership for insiders. The available data shows no reported transactions, no derivative positions, and no holding entries associated with this filing.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Net buy/sell direction: neutral +1 more

4 metrics

Reported buy transactions 0 Form 3 transaction summary

Reported sell transactions 0 Form 3 transaction summary

Net buy/sell direction neutral Form 3 transaction summary

Derivative transactions 0 Form 3 derivativeTransactionCount

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"filed an initial Form 3, which is a required statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"Form 3, which is a required statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"The reporting person is Zhang Quan (Joe), identified as a director"

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Available on EDGAR 06/11/2026 - 04:10 PM Accepted by SEC EDGAR 06/11/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Zhang Quan (Joe)

(Last) (First) (Middle)

NO. 800 CENTURY AVENUE

(Street)

SHANGHAI 200120

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Joe Quan Zhang	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Lotus Technology (LOT) disclose in this Form 3 filing?

The filing shows director Zhang Quan (Joe) submitted an initial Form 3 for Lotus Technology Inc. The data provided lists no stock transactions, no derivative positions, and no specific holding entries tied to this insider at the time of the filing.

Who is the reporting person in Lotus Technology (LOT) Form 3?

The reporting person is Zhang Quan (Joe), identified as a director of Lotus Technology Inc. As a director, he must report his beneficial ownership on Form 3 when becoming subject to insider reporting rules, even if no specific transactions are listed.

Are there any buy or sell transactions reported for LOT in this Form 3?

No. The transaction summary shows zero buy, zero sell, and no other transaction types. This indicates the Form 3 serves as an initial ownership statement without recording any contemporaneous trading activity in Lotus Technology Inc. securities.

Does Lotus Technology (LOT) Form 3 show any derivative positions?

No derivative positions are shown. The derivativeSummary is empty and the summary lists zero derivative transactions or exercises, suggesting there are no options, warrants, or other derivative securities reported for this insider in this particular filing.

What is the net buy/sell direction in this Lotus Technology (LOT) Form 3?

The filing’s transaction summary indicates a neutral net buy/sell direction with zero shares bought or sold. This reflects the absence of reportable transactions and reinforces that the Form 3 functions as a baseline ownership disclosure.