Lotus Technology (LOT) director Cai Catherine Hongjun files initial Form 3

Rhea-AI Filing Summary

Lotus Technology Inc. director Cai Catherine Hongjun filed an initial Form 3 insider ownership report for the company’s Class A ordinary shares. The filing is a baseline disclosure of insider status and shows no reported purchases, sales, gifts, tax withholdings, or derivative positions.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Cai Catherine Hongjun

(Last) (First) (Middle)

12A, BLOCK 3, GARDEN TERRACE

8A OLD PEAK ROAD, MIDLEVELS

(Street)

HONG KONG 00000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

I'm the independent director of Lotus Technology Inc. (LOT)

No securities are beneficially owned.

	Catherine Hongjun Cai	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Lotus Technology (LOT) Form 3 filing show?

The Form 3 shows director Cai Catherine Hongjun as a reporting person for Lotus Technology Inc.. It is an initial insider ownership report and lists no buy, sell, gift, tax-withholding, or derivative transactions in the summarized data.

Did the Lotus Technology (LOT) Form 3 report any insider share purchases or sales?

No, the summarized Form 3 data reports zero buy and zero sell transactions. All transaction counts are shown as zero, indicating no reported purchases, sales, or other trades in this filing snapshot.

Who is the reporting person in the Lotus Technology (LOT) Form 3?

The reporting person is Cai Catherine Hongjun, identified as a director of Lotus Technology Inc.. The filing establishes her status as an insider subject to reporting rules for future transactions in the company’s securities.

Does the Lotus Technology (LOT) Form 3 include any derivative securities activity?

No, the Form 3 summary shows zero derivative transactions and an empty derivative position list. This indicates no reported options, warrants, or other derivative securities activity in the data provided for this initial filing.

What is the purpose of this Lotus Technology (LOT) Form 3 filing?

This Form 3 serves as an initial beneficial ownership report for director Cai Catherine Hongjun. It establishes disclosure obligations for future trades but currently records no buy, sell, gift, tax, or restructuring transactions in the summary.