Lowes Companies SEC Filings

Wintrust Financial Corp (WTFC) – Insider Form 4 Filing

Director Marla F. Glabe reported the acquisition of 428 shares of Wintrust Financial common stock on 30 June 2025 under the shareholder-approved Director’s Deferred Fee & Stock Plan. The transaction is coded “A” (open-market or plan acquisition) at an indicated reference price of $112.46 per share, implying a dollar value of roughly $48,100. Following the purchase, Glabe’s direct beneficial ownership rises to 22,197 shares.

• No derivative securities were transacted.
• The filing is made by a single reporting person and bears an attorney-in-fact signature dated 2 July 2025.
• The acquisition represents about 1.9% incremental ownership relative to Glabe’s revised holdings.

While modest in size relative to WTFC’s average trading volume and market capitalization, director share accumulation can be viewed as a marginally constructive signal of insider confidence.

DocuSign, Inc. (DOCU) – Form 4 insider transaction

Chief Financial Officer Blake J. Grayson reported two open-market sales executed on 1 July 2025 under a pre-arranged Rule 10b5-1 plan. In aggregate, the executive sold 11,214 common shares at weighted-average prices of $77.28 and $77.70, generating proceeds of roughly $0.86 million. Post-transaction, Grayson’s direct ownership declined from an estimated 110,723 shares to 99,509 shares, a reduction of about 10 percent. No derivative securities were exercised or disposed of, and the filing contains no reference to additional transactions or material corporate events. The disclosure is routine but noteworthy for investors tracking insider sentiment and potential supply of shares.

SEC Form 4 filed for First Guaranty Bancshares, Inc. (FGBI) discloses that director Edgar R. Smith III markedly increased his ownership on 30 June 2025.

• Open-market purchase: 30,865 common shares acquired at $8.10 (Code P).
• Debt-for-equity exchange: 1,981,506 new shares issued at $7.57 in exchange for a $15 million floating-rate subordinated note under an Exchange Agreement dated 16 June 2025.
• Note amendments: 88,482 shares issued at $8.00 to Smith & Tate Investments, LLC pursuant to amendments to an existing promissory note and a subordinated note.

Following these transactions, Smith reports 2,852,467 shares held directly. Indirectly, he controls additional positions through several LLCs, including Smith & Hood Holding Company, LLC (1,062,817 shares) and three other investment entities, taking total reported beneficial ownership well above three million shares.

The filing signals a net addition of roughly 2.1 million shares, replacing interest-bearing debt with equity and reflecting continued insider confidence. Because the new shares were issued below recent market purchases ($7.57 vs. $8.10), the company reduces debt at a valuation apparently acceptable to both parties while the director deepens alignment with common shareholders.

Form 4 filing for UnitedHealth Group (UNH) dated 07/02/2025 discloses routine quarterly equity compensation to non-employee director Paul R. Garcia.

• Transactions (07/01/2025): 173 deferred stock units (immediately vested, must be held until board service ends) and 96 shares of common stock, both awarded at $0 cost.
• Post-transaction ownership: 2,750 common shares held directly; 2,146 shares in a revocable trust; 45 and 55 shares in two additional trusts, for a total indirect holding of 2,246 shares.
• No derivative securities were acquired or disposed of; the filing cites the awards as regular quarterly director compensation, not incentive-based or market purchases.

The filing is administrative in nature, with no impact on company operations, capital structure, or insider sentiment beyond customary board compensation.