STOCK TITAN

CFO equity units at Open Lending Corp (LPRO) swapped for $3.15 cash

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Open Lending Corp Chief Financial Officer Massimo Monaco reported merger-related changes to his equity awards. 428,938 restricted stock units were disposed of to the issuer, leaving zero RSUs, and 207,232 performance stock units vested and were cancelled, with each underlying share converted into the right to receive $3.15 in cash under an Agreement and Plan of Merger.

Positive

  • None.

Negative

  • None.
Insider Monaco Massimo
Role Chief Financial Officer
Type Security Shares Price Value
Disposition Restricted Stock Units F1 428,938 -- --
Grant/Award Performance Stock Units F2 207,232 -- --
Disposition Performance Stock Units F2 207,232 -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Performance Stock Units — 0 shares (Direct)
Footnotes (2)
  1. F1. Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc., each time-based restricted stock unit of the Issuer outstanding at the effective time of the merger (the "Effective Time") was cancelled and converted into the right to receive $3.15 in cash.
  2. F2. Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested on a one PSU for one share of common stock basis and, at the Effective Time, was cancelled and converted into the right to receive $3.15 in cash.
Restricted stock units cancelled 428938.0000 units Time-based restricted stock units cancelled at the merger Effective Time and converted into cash rights
Performance stock units affected 207232.0000 units Performance stock units vested one-for-one into common stock then were cancelled in connection with the merger
Cash consideration per share $3.15 per share Cash paid for each time-based RSU and each share underlying a vested PSU under the Merger Agreement
Form 4 transaction date 2026-07-30 Reported date of the derivative equity award transactions related to the merger
Restricted Stock Units financial
"each time-based restricted stock unit of the Issuer outstanding at the effective time"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
Agreement and Plan of Merger regulatory
"Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Effective Time regulatory
"outstanding at the effective time of the merger (the "Effective Time") was cancelled"
The exact clock time when a regulatory filing, approval, or corporate action formally becomes legally active; from that moment the change is binding and can be acted on. Investors care because the effective time marks when ownership, rights, trading rules, or new securities take effect — like a light switch turning on a contract or transaction — which determines when risks, benefits and market reactions begin.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transactions did Open Lending (LPRO) CFO Massimo Monaco report on July 30, 2026?

Massimo Monaco reported merger-driven changes to equity awards: 428,938 restricted stock units were cancelled and converted to cash rights, and 207,232 performance stock units vested and were cancelled, with each underlying share exchanged for $3.15 in cash under the merger terms.

How many restricted stock units of Open Lending (LPRO) were affected for the CFO?

The filing shows 428,938 restricted stock units tied to Open Lending common stock were disposed of to the issuer at the merger’s Effective Time and converted into the right to receive $3.15 in cash per underlying share, leaving the CFO with zero RSUs outstanding.

What happened to Open Lending (LPRO) performance stock units held by the CFO?

According to the filing, 207,232 performance stock units vested on a one-to-one basis into common stock immediately before the merger Effective Time, then were cancelled and converted into rights to receive $3.15 in cash for each associated share of common stock.

What cash consideration per share applies to Open Lending (LPRO) equity awards in this merger?

The Merger Agreement provides that each affected time-based restricted stock unit and each share underlying a vested performance stock unit is converted into the right to receive $3.15 in cash per share at the Effective Time of the merger involving Open Lending Corp.

Which merger agreement is referenced in the Open Lending (LPRO) CFO Form 4 filing?

The equity award changes occur under an Agreement and Plan of Merger dated June 15, 2026 among Open Lending Corp, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc., which specifies a $3.15 cash payment for each eligible equity award share.

Does the Open Lending (LPRO) CFO Form 4 indicate use of a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox is not marked, and the explanatory footnotes describe mandatory merger treatment of equity awards, so the filing does not state that these transactions were executed under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Monaco Massimo

(Last)(First)(Middle)
C/O OPEN LENDING CORPORATION
1501 S. MOPAC EXPRESSWAY, SUITE 450

(Street)
AUSTIN TEXAS 78746

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Open Lending Corp [ LPRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/30/2026D428,938 (1) (1)Common Stock, par value $0.01 per share428,938(1)0D
Performance Stock Units(2)07/30/2026A207,232 (2) (2)Common Stock, par value $0.01 per share207,232(2)207,232D
Performance Stock Units(2)07/30/2026D207,232 (2) (2)Common Stock, par value $0.01 per share207,232(2)0D
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc., each time-based restricted stock unit of the Issuer outstanding at the effective time of the merger (the "Effective Time") was cancelled and converted into the right to receive $3.15 in cash.
2. Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested on a one PSU for one share of common stock basis and, at the Effective Time, was cancelled and converted into the right to receive $3.15 in cash.
Remarks:
/s/ Ben Massey, as Attorney-in-Fact07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)