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Open Lending Corp (LPRO) counsel tenders stock in $3.15 cash deal

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Open Lending Corp General Counsel Ben Massey reported equity transactions connected to a cash merger. He tendered 29,472 common shares at $3.15 per share in a tender offer. In addition, 151,777 time-based RSUs and 112,250 PSUs were cancelled and converted into rights to receive $3.15 in cash per underlying share.

Positive

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Negative

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Insider Massey Ben
Role General Counsel
Type Security Shares Price Value
Disposition Restricted Stock Units F2 151,777 -- --
Grant/Award Performance Stock Units F3 112,250 -- --
Disposition Performance Stock Units F3 112,250 -- --
Tender Offer Common Stock, par value $0.01 per share F1 29,472 $3.15 $93K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Performance Stock Units — 0 shares (Direct); Common Stock, par value $0.01 per share — 0 shares (Direct)
Footnotes (3)
  1. F1. The Reporting Person tendered the shares of common stock in exchange for $3.15 per share in cash in the tender offer (the "Offer") made pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc.
  2. F2. Pursuant to the Merger Agreement, each time-based restricted stock unit of the Issuer outstanding at the effective time of the merger (the "Effective Time") was cancelled and converted into the right to receive $3.15 in cash.
  3. F3. Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested on a one PSU for one share of common stock basis and, at the Effective Time, was cancelled and converted into the right to receive $3.15 in cash.
Tendered common shares 29,472 shares Common stock tendered for $3.15 per share in cash on 2026-07-28
Tender offer price $3.15 per share Cash consideration per common share in the tender offer and merger agreement
Cancelled time-based RSUs 151,777 units RSUs cancelled at the merger effective time and converted into rights to receive $3.15 in cash per underlying share
Performance stock units settled 112,250 units PSUs vested one-for-one into common shares, then cancelled and converted into rights to receive $3.15 in cash per underlying share
tender offer regulatory
"tendered the shares of common stock in exchange for $3.15 per share in cash in the tender offer"
A tender offer is a proposal made by a person or company to buy shares from existing shareholders at a set price, usually higher than the current market value, within a specific time frame. It matters to investors because it can lead to a change in ownership or control of a company, and shareholders must decide whether to sell their shares at the offered price.
Agreement and Plan of Merger regulatory
"made pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Effective Time regulatory
"outstanding at the effective time of the merger (the "Effective Time") was cancelled"
The exact clock time when a regulatory filing, approval, or corporate action formally becomes legally active; from that moment the change is binding and can be acted on. Investors care because the effective time marks when ownership, rights, trading rules, or new securities take effect — like a light switch turning on a contract or transaction — which determines when risks, benefits and market reactions begin.
performance-based stock unit financial
"each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested"

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FAQ

What insider transactions did Open Lending (LPRO) General Counsel Ben Massey report?

Ben Massey reported tendering 29,472 common shares at $3.15 per share and settling 151,777 RSUs plus 112,250 PSUs, which were cancelled and converted into rights to receive $3.15 in cash per underlying share under a merger agreement.

At what price were Open Lending (LPRO) shares exchanged in the tender offer?

Common shares were exchanged for $3.15 per share in cash. The shares were tendered pursuant to a tender offer made under an Agreement and Plan of Merger involving Open Lending Corp, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc.

How were Ben Massey’s time-based RSUs in Open Lending (LPRO) treated in the merger?

Each time-based RSU, totaling 151,777 units, was cancelled and converted into the right to receive $3.15 in cash per underlying common share at the effective time of the merger, as provided in the merger agreement.

What happened to Ben Massey’s performance stock units (PSUs) at Open Lending (LPRO)?

The 112,250 outstanding PSUs vested on a one PSU for one common share basis immediately before the merger’s effective time, then were cancelled and converted into the right to receive $3.15 in cash per underlying share.

Does the Form 4 show any directly held Open Lending (LPRO) common shares after these transactions?

For the directly held common stock reported, post-transaction holdings are 0 shares following the tender of 29,472 shares at $3.15 per share in cash under the merger-related tender offer.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Massey Ben

(Last)(First)(Middle)
C/O OPEN LENDING CORPORATION
1501 S. MOPAC EXPRESSWAY, SUITE 450

(Street)
AUSTIN TEXAS 78746

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Open Lending Corp [ LPRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share07/28/2026U(1)29,472D$3.150D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/30/2026D151,777 (2) (2)Common Stock, par value $0.01 per share151,777(2)0D
Performance Stock Units(3)07/30/2026A112,250 (3) (3)Common Stock, par value $0.01 per share112,250(3)112,250D
Performance Stock Units(3)07/30/2026D112,250 (3) (3)Common Stock, par value $0.01 per share112,250(3)0D
Explanation of Responses:
1. The Reporting Person tendered the shares of common stock in exchange for $3.15 per share in cash in the tender offer (the "Offer") made pursuant to the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), among the Issuer, ANV Group Holdings Ltd. and Lakers Acquisition Sub, Inc.
2. Pursuant to the Merger Agreement, each time-based restricted stock unit of the Issuer outstanding at the effective time of the merger (the "Effective Time") was cancelled and converted into the right to receive $3.15 in cash.
3. Pursuant to the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding performance-based stock unit of the Issuer (each, a "PSU") vested on a one PSU for one share of common stock basis and, at the Effective Time, was cancelled and converted into the right to receive $3.15 in cash.
Remarks:
/s/ Ben Massey07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)