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[Form 3] LIGHTPATH TECHNOLOGIES INC Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

LightPath Technologies (LPTH)Director. The filing reports no securities beneficially owned as of the event on 10/09/2025. The form indicates it was filed by one reporting person, and includes a Power of Attorney (Exhibit 24) with the signature by an attorney-in-fact.

LightPath Technologies (LPTH) ha presentato una dichiarazione iniziale ai sensi del Modulo 3 per una persona di segnalazione che è un Direttore. La dichiarazione riporta nessun titolo posseduto beneficiamente al momento dell'evento del 10/09/2025. Il modulo indica che è stato presentato da una persona di segnalazione, e include una procura (Exhibit 24) con la firma di un procuratore-in-fatto.

LightPath Technologies (LPTH) presentó una declaración inicial del Formulario 3 para una persona reportante que es un Director. La presentación reporta ninguna acción propiedad de forma beneficiosa a la fecha del hecho el 10/09/2025. El formulario indica que fue presentado por una persona reportante, y incluye un Poder Notarial (Exhibit 24) con la firma de un mandatario.

LightPath Technologies (LPTH)가 보고 대상인 한 명의 이사인지에 대해 Form 3 초기 진술을 제출했습니다. 제출 내용은 사건일인 2025년 10월 9일 현재 실질적으로 보유한 증권이 없음을 보고합니다. 양식은 한 명의 보고 대상자가 제출했으며, 법적 대리인의 서명이 있는 위임장(Exhibit 24)을 포함하고 있습니다.

LightPath Technologies (LPTH) a déposé une déclaration initiale Form 3 pour une personne déclarante qui est un Directeur. Le dépôt indique aucune valeur mobilière détenue de manière bénéficiaire à la date de l’événement 10/09/2025. Le formulaire indique qu’il a été déposé par une seule personne déclarante, et comprend une Procuration (Exhibit 24) avec la signature d’un mandataire.

LightPath Technologies (LPTH) hat eine Form 3 Initiale für eine meldepflichtige Person eingereicht, die ein Direktor ist. Die Einreichung gibt an, dass zum Zeitpunkt des Ereignisses am 10/09/2025 keine Wertpapiere vorteilhaft gehalten werden. Das Formular gibt an, dass es von einer meldepflichtigen Person eingereicht wurde, und enthält eine Vollmacht (Exhibit 24) mit der Unterschrift eines Bevollmächtigten.

LightPath Technologies (LPTH) قد قدمت بياناً ابتدائياً من النموذج 3 لشخص يبلغ عن معلومات وهو مدير. يفيد التقديم بأنه لا يوجد أي أوراق مالية مملوكة بشكل مفيد حتى تاريخ الحدث في 10/09/2025. يشير النموذج إلى أنه قد تم تقديمه من قبل شخص تقرير واحد، ويتضمن توكيل قانوني (Exhibit 24) مع توقيع المحامي-الوكيل.

Positive
  • None.
Negative
  • None.

LightPath Technologies (LPTH) ha presentato una dichiarazione iniziale ai sensi del Modulo 3 per una persona di segnalazione che è un Direttore. La dichiarazione riporta nessun titolo posseduto beneficiamente al momento dell'evento del 10/09/2025. Il modulo indica che è stato presentato da una persona di segnalazione, e include una procura (Exhibit 24) con la firma di un procuratore-in-fatto.

LightPath Technologies (LPTH) presentó una declaración inicial del Formulario 3 para una persona reportante que es un Director. La presentación reporta ninguna acción propiedad de forma beneficiosa a la fecha del hecho el 10/09/2025. El formulario indica que fue presentado por una persona reportante, y incluye un Poder Notarial (Exhibit 24) con la firma de un mandatario.

LightPath Technologies (LPTH)가 보고 대상인 한 명의 이사인지에 대해 Form 3 초기 진술을 제출했습니다. 제출 내용은 사건일인 2025년 10월 9일 현재 실질적으로 보유한 증권이 없음을 보고합니다. 양식은 한 명의 보고 대상자가 제출했으며, 법적 대리인의 서명이 있는 위임장(Exhibit 24)을 포함하고 있습니다.

LightPath Technologies (LPTH) a déposé une déclaration initiale Form 3 pour une personne déclarante qui est un Directeur. Le dépôt indique aucune valeur mobilière détenue de manière bénéficiaire à la date de l’événement 10/09/2025. Le formulaire indique qu’il a été déposé par une seule personne déclarante, et comprend une Procuration (Exhibit 24) avec la signature d’un mandataire.

LightPath Technologies (LPTH) hat eine Form 3 Initiale für eine meldepflichtige Person eingereicht, die ein Direktor ist. Die Einreichung gibt an, dass zum Zeitpunkt des Ereignisses am 10/09/2025 keine Wertpapiere vorteilhaft gehalten werden. Das Formular gibt an, dass es von einer meldepflichtigen Person eingereicht wurde, und enthält eine Vollmacht (Exhibit 24) mit der Unterschrift eines Bevollmächtigten.

LightPath Technologies (LPTH) قد قدمت بياناً ابتدائياً من النموذج 3 لشخص يبلغ عن معلومات وهو مدير. يفيد التقديم بأنه لا يوجد أي أوراق مالية مملوكة بشكل مفيد حتى تاريخ الحدث في 10/09/2025. يشير النموذج إلى أنه قد تم تقديمه من قبل شخص تقرير واحد، ويتضمن توكيل قانوني (Exhibit 24) مع توقيع المحامي-الوكيل.

LightPath Technologies (LPTH) 提交了针对一名为 董事 的报告人员的 Form 3 初步声明。该申报在事件日 2025/10/09 表示 无受益所有证券。该表格显示由 一名报告人 提交，并包含带有代理律师签字的委托书（Exhibit 24）。

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Caylor Mark A
(Last) (First) (Middle)
2603 CHALLENGER TECH COURT
SUITE 100
(Street)
ORLANDO FL 32826
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/09/2025 		3. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Natalie King, attorney-in-fact 10/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did LPTH disclose in this Form 3 filing?

LPTH reported an initial statement of beneficial ownership for a Director, stating no securities are beneficially owned.

What is the relationship of the reporting person to LPTH in this filing?

The reporting person is a Director.

Does the Form 3 show any beneficial ownership for LPTH (LPTH)?

No. The filing states: “No securities are beneficially owned.”

What is the date of the event requiring the Form 3 for LPTH?

The event date is 10/09/2025.

How many reporting persons are included in this Form 3 for LPTH?

The form indicates it was filed by one reporting person.

Who signed the Form 3?

It was signed by /s/ Natalie King, attorney-in-fact and references Exhibit 24 - Power of Attorney.
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