LightPath CFO Miranda Albert awarded 17,091 stock units

The CFO's award vests equally over three years, beginning August 18, 2027.

Available on EDGAR 09/25/2026 - 05:26 PM EDT Accepted by SEC EDGAR 09/25/2026 - 05:25 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

LIGHTPATH TECHNOLOGIES INC (symbol: LPTH) is the issuer of record for a Form 4 filing submitted to the SEC. Miranda Albert reported acquisition or exercise transactions in this Form 4 filing.

LightPath Technologies Inc. CFO Miranda Albert received an award of 17,091 restricted stock units on August 18, 2026. Each unit represents a contingent right to receive one share of Class A common stock. The units vest equally over three years, with the first vesting on August 18, 2027. Her reported direct position after the award was 17,091 restricted stock units. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Grant/Award: 17,091 shares

Grant/Award 1 txn

Insider Miranda Albert

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	17,091	--	--

Holdings After Transaction: Restricted Stock Units — 17,091 units (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. F2. The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027.

Key Figures

Restricted stock units awarded: 17,091 restricted stock units Reported direct holdings after award: 17,091 restricted stock units Underlying Class A common stock: 17,091 shares +1 more

4 metrics

Restricted stock units awarded 17,091 restricted stock units Awarded to CFO Miranda Albert on August 18, 2026

Reported direct holdings after award 17,091 restricted stock units After the August 18, 2026 award

Underlying Class A common stock 17,091 shares One share for each restricted stock unit

Vesting period Three years Units vest equally; first vesting on August 18, 2027

Key Terms

restricted stock units, contingent right, vest equally

3 terms

restricted stock units financial

"Each restricted stock unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"a contingent right to receive one share of Class A common stock"

vest equally financial

"The restricted stock units vest equally over a three-year period"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did LPTH's CFO receive?

CFO Miranda Albert received an award of 17,091 restricted stock units on August 18, 2026. The reported direct position after the award was 17,091 restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Miranda Albert

(Last) (First) (Middle)

2603 CHALLENGER TECH COURT

SUITE 100

(Street)

ORLANDO FLORIDA 32826

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/18/2026		A		17,091		(2)	(2)	Class A Common Stock	17,091	(1)	17,091	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

2. The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027.

	/s/ Natalie King, attorney-in-fact	09/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)