LightPath CFO gets 12,103 shares from RSU vest

LightPath Technologies chief financial officer Miranda Albert reported the vesting of restricted stock units into 12,103 shares of Class A common stock on February 2, 2026.

Accepted by SEC EDGAR 02/04/2026 - 04:21 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

LightPath Technologies chief financial officer Miranda Albert reported the vesting of restricted stock units into 12,103 shares of Class A common stock on February 2, 2026. The units converted to shares on a one-for-one basis, and some shares were withheld to cover payroll taxes.

Following this equity settlement, Albert beneficially owned 78,835 shares of LightPath’s Class A common stock held directly in her name, reflecting her ongoing equity-based compensation rather than an open‑market purchase or discretionary sale.

Insider Trade Summary

Exercise: 12,103 shares

Exercise 1 txn

Insider Miranda Albert

Role CFO

Type	Security	Shares	Price	Value
Exercise	Class A Common Stock	12,103	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 78,835 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LPTH CFO Miranda Albert report?

Miranda Albert reported vesting of restricted stock units into 12,103 shares of LightPath Technologies Class A common stock. The RSUs settled one-for-one into shares, with a portion withheld to cover her share of payroll taxes, as part of her equity compensation.

Did the LPTH CFO buy or sell shares on the open market?

The filing shows no open-market buy or sell by the CFO. It reports restricted stock units settling into 12,103 shares of Class A common stock, with some shares withheld solely to satisfy payroll tax obligations rather than as a discretionary market sale.

How many LPTH shares does the CFO own after this Form 4?

After this transaction, CFO Miranda Albert beneficially owned 78,835 shares of LightPath Technologies Class A common stock. These shares are reported as held directly, reflecting her updated ownership position following the vesting and share settlement of her restricted stock units.

What does transaction code M mean in the LPTH Form 4?

Transaction code M indicates an exercise or conversion of a derivative security, such as restricted stock units, into common stock. Here, Albert’s RSUs converted into 12,103 shares of Class A common stock as they vested, rather than representing an ordinary stock market trade.

Why were some LPTH shares withheld from the CFO’s RSU vesting?

The footnote explains that shares from the RSU vesting were withheld to cover the employee’s share of payroll taxes. This is a common administrative mechanism, allowing the company to satisfy tax obligations by retaining part of the vested shares instead of requiring cash.

Is the LPTH CFO reported as a director or 10% owner?

The filing identifies Miranda Albert solely as an officer, serving as chief financial officer of LightPath Technologies. She is not reported as a director or as a 10% owner, based on the relationship checkboxes completed in the insider ownership section of the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Miranda Albert

(Last) (First) (Middle)

2603 CHALLENGER TECH COURT

SUITE 100

(Street)

ORLANDO FL 32826

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/02/2026		M		12,103	A	(1)	78,835	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

	/s/ Natalie King, attorney-in-fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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