Welcome to our dedicated page for LIGHTPATH TECHNOLOGIES SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LightPath Technologies, Inc. filings document operating results, material events, governance votes, acquisitions, and capital-structure disclosures for an optics and imaging systems manufacturer. Form 8-K reports include quarterly financial results, Regulation FD investor presentations, annual meeting voting results, and material agreement disclosures.
The filing record also documents completed acquisition activity, including pro forma financial information for G5 Infrared, and disclosures involving Class A common stock, Series G preferred stock, acquisition earnout liabilities, infrared cameras, assemblies, BlackDiamond optical solutions, and manufacturing capacity.
LightPath Technologies, Inc. filed a current report stating that it issued a press release announcing financial results for its fourth quarter and fiscal year ended June 30, 2025. The press release is included as Exhibit 99.1 and covers the company’s fiscal 2025 fourth quarter and full year.
LightPath Technologies, Inc. filed a Form D reporting an equity offering under Rule 506(b) in which the issuer states a $8,000,000 total offering amount and indicates $8,000,000 sold with $0 remaining. The filing lists the offering's first sale date as 2025-09-16 and was signed by CEO Shmuel Rubin on 2025-09-23. The company classifies the securities as equity, does not intend the offering to last more than one year, reports a $0 minimum investment accepted, and discloses in sales commissions and finders' fees. The filing identifies two total investors to date and states $0 of proceeds will be used to pay named officers, directors or promoters.
LightPath Technologies, Inc. entered into a Securities Purchase Agreement with Unusual Machines, Inc. and Ondas Holdings Inc. for a private sale of 1,600,000 shares of Class A common stock at $5.00 per share, for expected gross proceeds of $8.0 million before expenses. The company plans to use the cash for working capital and general corporate purposes, with closing expected on or about September 17, 2025, subject to customary conditions.
At closing, LightPath will sign a Registration Rights Agreement obligating it to file a resale registration statement for these shares within 15 days of closing and to seek effectiveness within 75 days. Directors and officers have agreed to a six-month lock-up on their holdings, and North Run Strategic Opportunities Fund I, LP agreed to a 90-day lock-up, limiting near-term insider and large-holder sales.
Schedule 13G/A disclosures show that Leviticus Partners LP (with AMH Equity LLC as an affiliated reporting entity) reports beneficial ownership of 2,057,069 shares of LightPath Technologies Inc common stock, representing 4.8% of the class. The filing states the reporting persons have sole voting and dispositive power over these shares and that the securities are held in the ordinary course of business and not for the purpose of changing or influencing control. Leviticus Partners accounts for the bulk of the position with 1,977,069 shares while AMH Equity holds 80,000 shares.
On 18 June 2025, LightPath Technologies (LPTH) director Steven E. Creviston filed a Form 4 detailing the receipt of 19,355 restricted stock units (RSUs) on 16 June 2025. The award, coded “A”, reflects a grant rather than an open-market purchase and carries no exercise price; each unit represents the right to receive one share of Class A common stock.
The RSUs vest on 20 November 2025, with immediate vesting if the director leaves the board. Following the transaction, Creviston beneficially owns 19,355 derivative securities, all held directly. The filing disclosed no sales or purchases of non-derivative equity and did not alter previously reported share ownership.
This appears to be a routine component of board compensation with negligible dilution given LightPath’s overall share count and therefore has limited immediate impact on the company’s valuation or governance profile.
LightPath Technologies (LPTH) Form 4: Director Darcie Peck received 19,355 restricted stock units (RSUs) on 06/16/2025, reported under code “A” (acquisition). Each RSU corresponds to one share of Class A common stock. The award vests on 11/20/2025, with accelerated vesting if the director leaves the board, and may be deferred at the director’s election. After the grant, Peck now beneficially owns 63,151 RSUs. No open-market buys or sells were disclosed, indicating a routine equity-compensation grant that modestly increases insider alignment.
LightPath Technologies Inc. (LPTH) filed a Form 4 reporting that Director Joseph Menaker received 19,355 restricted stock units (RSUs) on 16 June 2025. Each RSU converts to one share of Class A common stock upon vesting on 20 November 2025, with immediate vesting if the director leaves the board. No non-derivative share transactions or sales were disclosed. After the grant, Menaker beneficially owns 249,093 derivative securities. The filing reflects routine board compensation, adds a modest number of potential shares to future dilution, and does not indicate insider buying or selling pressure.