Welcome to our dedicated page for Lightpath Technologies SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LightPath Technologies, Inc. (NASDAQ: LPTH) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into how LightPath reports on its optics and imaging business, capital structure, governance, and material events.
Investors can review current reports on Form 8-K, which LightPath uses to announce significant developments. Recent 8-K filings describe items such as the entry into an underwriting agreement for a public offering of Class A common stock under an effective Form S-3 shelf registration statement, the results of annual and special stockholder meetings, the acquisition of G5 Infrared, LLC and related pro forma financial information, private placement agreements, and the appointment of new directors.
The page also links to proxy materials on Schedule 14A, where LightPath outlines proposals for stockholder votes, including director elections, advisory votes on executive compensation, amendments to the 2018 Stock Incentive Compensation Plan, adoption of an employee stock purchase plan, and ratification of the independent registered public accounting firm. Voting outcomes are later reported in corresponding 8-K filings under Item 5.07.
Through Stock Titan, users can access annual and quarterly reports (Forms 10-K and 10-Q, when filed) that typically contain segment-level revenue information for infrared components, visible components, assemblies and modules, and engineering services, along with risk factors and management’s discussion of the optics and infrared imaging business. Filings related to equity offerings, such as shelf registration statements and prospectus supplements referenced in 8-Ks, provide additional detail on LightPath’s financing activities and intended use of proceeds.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, equity compensation plan amendments, acquisition impacts, and governance decisions. Real-time updates from EDGAR, combined with simplified explanations of complex documents, help readers follow LightPath’s regulatory history, including stockholder approvals, board changes, and transactions that support its optics and imaging operations.
LightPath Technologies insider entities reported several related transactions. On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised warrants to purchase 3,499,289 shares of LightPath Class A common stock at $2.58 per share. The exercise was cashless, so the issuer withheld 770,321 warrant shares to cover the exercise price and issued 2,728,968 shares to the fund, leaving 2,728,968 shares beneficially owned indirectly.
The Form 4 also notes that a senior secured promissory note originally issued to North Run - Due North Partners, LP on February 18, 2025, with a $4 million initial principal amount and a conversion feature into 1,860,465 common shares, was repaid in full on December 31, 2025, eliminating that convertible exposure. The reported securities are held through North Run partnership and general partner entities and may be deemed indirectly beneficially owned by associated individuals.
LightPath Technologies received an ownership update from a major investor group. North Run Strategic Opportunities Fund I, its general partner and two principals filed an amended Schedule 13D showing they collectively beneficially own approximately 18.9% of LightPath’s Class A common stock. Their position includes common shares and shares issuable upon conversion of Series G preferred stock.
The amendment explains several recent steps. On December 31, 2025, LightPath paid off a promissory note in full, so certain affiliated entities and an individual are no longer reporting persons or beneficial owners of shares that could have been issued under that note. On January 5, 2026, North Run Strategic Opportunities Fund I acquired additional common stock through the cashless exercise of 3,499,289 warrants, receiving 2,728,968 shares. Following prior stockholder approval, the fund also elected to remove a beneficial ownership cap and an exchange cap that had limited how much stock could be owned through its warrants and Series G preferred shares.
LightPath Technologies, Inc. reported the results of its Annual Meeting of Stockholders held on December 17, 2025. Stock representing about 76.0% of the voting power was present, providing a quorum. Holders elected Class I directors Dr. Joseph Menaker, Darcie Peck, and Mark Caylor by plurality of the votes cast.
Stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers. They also approved Amendment No. 2 to the 2018 Stock Incentive Compensation Plan, increasing shares available for future equity awards by 2,500,000 shares of Class A Common Stock. In addition, stockholders ratified the selection of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending June 30, 2026.
LightPath Technologies, Inc. is registering up to 1,600,000 shares of its Class A common stock for resale by two existing stockholders, Unusual Machines, Inc. and Ondas Holdings Inc. These shares were previously issued in a private placement at $5.00 per share, which closed on September 16, 2025 and generated $8.0 million in gross proceeds for the company. All shares in this prospectus are being sold by the stockholders, and LightPath will not receive any proceeds from their resale.
The company’s Class A common stock trades on the Nasdaq Capital Market under the symbol “LPTH”, and the closing price was $8.10 per share on December 12, 2025. As of September 26, 2025, there were 44,670,213 Class A shares outstanding. LightPath describes a growth strategy focused on infrared imaging systems, proprietary BlackDiamond glass materials that reduce reliance on Germanium, and advanced optical assemblies serving defense, security and other high-performance markets.
LightPath Technologies is offering 7,750,000 shares of its Class A common stock at $7.75 per share, for gross proceeds of $60,062,500 before underwriting discounts and expenses. Net proceeds are estimated at $56.8 million, and the underwriters have a 30‑day option to buy up to 1,162,500 additional shares.
Shares outstanding are expected to be 53,280,177 after the offering, and new investors face immediate dilution of $6.31 per share relative to the offering price. The company plans to use the cash for working capital, investments, acquisitions and general corporate purposes, while highlighting proprietary BlackDiamond infrared materials and integrated imaging systems as key parts of its growth strategy.
LightPath Technologies, Inc. entered into an underwriting agreement for an underwritten public offering of 7,750,000 shares of its Class A common stock at $7.75 per share, with the underwriters holding a 30-day option to buy up to an additional 1,162,500 shares.
The offering, made under an effective shelf registration statement, is expected to close on December 15, 2025, and the company estimates net proceeds of approximately $56.8 million, to be used for working capital, investments, acquisitions and general corporate purposes.
LightPath agreed to a 90-day restriction on issuing or selling additional equity or convertible securities, and is providing customary representations, warranties, indemnification and a legal opinion related to the issuance and sale of the shares.
LightPath Technologies (LPTH) director equity update: A company director reported equity transactions involving Class A common stock and restricted stock units. On 11/20/2025, 19,355 shares of Class A common stock were acquired in a transaction coded "M," which typically indicates settlement or exercise of derivative securities. Following this transaction, the director directly beneficially owned 69,151 shares of Class A common stock.
Separately, on 11/18/2025, the director was granted 8,824 restricted stock units, each representing a contingent right to receive one share of Class A common stock. These restricted stock units vest one year from the grant date, with directors allowed to defer receipt of the underlying shares to a future date. Any unvested restricted stock units will fully vest if the director leaves the board.
LightPath Technologies (LPTH)8,824 restricted stock units, each representing the right to receive one share of Class A common stock.
The restricted stock units were granted on 11/18/2025 and vest one year from the grant date. Directors may elect to defer when they actually receive the underlying shares, allowing settlement at a future date. Any restricted stock units that have not yet vested will fully vest if the director leaves the board.
LightPath Technologies Inc. (LPTH) reported an insider equity grant for a company director on a Form 4. On 11/18/2025, the director received 8,824 restricted stock units (RSUs), each representing the right to receive one share of Class A common stock. The RSUs are scheduled to vest one year from the grant date, and the director may elect to defer receipt of the shares to a future date. Any RSUs that are still unvested will fully vest if the director leaves the board, accelerating the award at that time.
LightPath Technologies (LPTH) reported a Form 4 insider transaction showing an equity award to a company director. On 11/18/2025, the director received 8,824 restricted stock units (RSUs) that each represent a contingent right to receive one share of Class A common stock.
The RSUs vest one year from the grant date. The director may elect to defer when the underlying shares are actually delivered to a future date. The disclosure also notes that any RSUs that are still unvested will vest immediately if the director leaves the board, accelerating delivery rights to the underlying shares.