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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): June 8, 2026
| LIQUIDIA CORPORATION |
| (Exact name of registrant as specified in its charter) |
| |
|
|
| Delaware |
001-39724 |
85-1710962 |
(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
| 419 Davis Drive, Suite 100, Morrisville, North Carolina |
27560 |
| (Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including
area code: (919) 328-4400
| (Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
| Common stock |
LQDA |
The Nasdaq Stock Market LLC |
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
On June 8, 2026, Liquidia Corporation, a Delaware
corporation, issued a press release announcing that it will be added to the S&P SmallCap 600® Index, effective prior to the opening
of trading on June 22, 2026. A copy of the press release is furnished herewith as Exhibit 99.1.
| Item 9.01 |
Financial Statements and Exhibits. |
(d)
Exhibit
No. |
|
Exhibit |
| 99.1 |
|
Press Release of Liquidia Corporation, dated June 8, 2026. |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| June 8, 2026 |
Liquidia Corporation |
| |
|
| |
By: |
/s/ Michael Kaseta |
| |
|
Name: Michael Kaseta |
| |
|
Title: Chief Financial Officer and Chief Operating Officer |
Exhibit 99.1
Liquidia Corporation
Announces Inclusion
in the S&P SmallCap 600® Index
MORRISVILLE, N.C. (June 8, 2026)
— Liquidia Corporation (Nasdaq: LQDA), a biopharmaceutical company driven by science and compassion to revolutionize care for
patients with challenging respiratory and vascular diseases, announced today that it will be added to the S&P SmallCap 600® Index,
effective prior to the opening of trading on June 22, 2026.
Introduced in 1994, the S&P SmallCap
600 is a widely followed benchmark of 600 U.S. small-cap companies selected by S&P Dow Jones Indices based on market capitalization,
liquidity, shares available for public trading, and profitability criteria.
Dr. Roger Jeffs, Liquidia’s Chief
Executive Officer, said: “Inclusion in the S&P SmallCap 600 is a meaningful marker of how far Liquidia has come, and it is
a credit to the entire team. It reflects the discipline and execution behind our progress and the foundation we have built through our
commitment to patients, innovation and operational excellence. We are focused on the opportunities ahead as we continue our work to revolutionize
care for patients with challenging respiratory and vascular diseases.”
About Liquidia Corporation
Liquidia Corporation is a biopharmaceutical
company driven by science and compassion to revolutionize care for patients with challenging respiratory and vascular diseases through
precise, innovative therapies and applications of its proprietary PRINT® technology. PRINT enabled the development of YUTREPIA®
(treprostinil) inhalation powder for the treatment of pulmonary arterial hypertension (PAH) and pulmonary hypertension associated with
interstitial lung disease (PH-ILD). The company is also developing L606, an investigational extended-release formulation of treprostinil
administered twice-daily with a next-generation nebulizer, and currently markets generic Treprostinil Injection for the treatment of
PAH. To learn more about Liquidia, please visit www.liquidia.com.
Cautionary Statements Regarding Forward-Looking
Statements
This press release may include forward-looking
statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this press release
other than statements of historical facts, including statements regarding the timing and anticipated impact of the Company’s inclusion
in the S&P SmallCap 600 Index, potential enhanced visibility within the investment community, as well as the Company’s strategy,
operating priorities and future performance, including statements regarding market capitalization, liquidity, financial viability and
long-term value creation, are forward-looking statements. The words “anticipate,” “believe,” “continue,”
“could,” “will,” “estimate,” “expect,” “intend,” “may,” “plan,”
“potential,” “predict,” “project,” “should,” “target,” “would,”
and similar expressions are intended to identify forward-looking statements. We have based these forward-looking statements largely on
our current strategy, short-term and long-term business operations and objectives and financial needs. These forward-looking statements
are subject to a number of risks discussed in our filings with the Securities and Exchange Commission, as well as a number of uncertainties
and assumptions. Moreover, we operate in a very competitive and rapidly changing environment and our industry has inherent risks. New
risks emerge from time to time. It is not possible for our management to predict all risks, nor can we assess the impact of all factors
on our business or the extent to which any factor, or combination of factors, may cause actual results to differ materially from those
contained in any forward-looking statements we may make. In light of these risks, uncertainties and assumptions, the future events discussed
in this press release may not occur and actual results may differ materially and adversely from those anticipated or implied in the forward-looking
statements. Nothing in this press release should be regarded as a representation by any person that these goals will be achieved, and
we undertake no duty to update our goals or to update or alter any forward-looking statements, whether as a result of new information,
future events or otherwise.
Investors:
Jason Adair
Chief Business Officer
919.328.4350
Media Contact:
media@liquidia.com
###