Welcome to our dedicated page for Liquidia SEC filings (Ticker: LQDA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Liquidia's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Liquidia's regulatory disclosures and financial reporting.
Liquidia Corp director Arthur S. Kirsch received an equity award in the form of 5,882 shares of Common Stock on June 16, 2026. The shares were acquired at a price of $0.00 per share as a compensation-related grant, not an open-market purchase.
According to footnotes, the award represents restricted stock units that convert into common stock on a one-for-one basis. The RSUs vest on the earlier of the one-year anniversary of the grant date or the day prior to Liquidia’s next annual shareholder meeting. After this award, Kirsch directly holds 46,637 shares of Liquidia common stock.
Liquidia Corp director Katherine Rielly-Gauvin received a grant of 5,882 shares of common stock as an equity award. The grant is priced at $0.00 per share, reflecting a compensation-related award rather than a market purchase. After this grant, she directly holds 44,637 shares of Liquidia common stock.
The award is in the form of restricted stock units that convert into common stock on a one-for-one basis. These units will vest on the earlier of the one-year anniversary of the grant date or the day before Liquidia’s next annual shareholder meeting.
Liquidia Corp director Paul B. Manning reported an equity award of 5,882 restricted stock units (RSUs) that convert into common stock on a one-for-one basis. These RSUs vest on the earlier of one year from the grant date or the day before Liquidia’s next annual shareholder meeting. Following this grant, he directly holds 475,465 shares of common stock, with additional large direct and indirect holdings reported through joint ownership with his spouse, a revocable trust, and several investment LLCs described in the footnotes.
Liquidia Corporation reported results from its annual stockholders meeting. Shareholders elected three Class II directors to serve until the 2029 annual meeting, with David Johnson receiving 44,874,399 votes for, 58,179 withheld, and 22,546,609 broker non-votes.
Stockholders also ratified PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2026, with 67,279,878 votes for, 183,739 against, and 15,570 abstentions. In a non-binding advisory vote, shareholders approved compensation for the named executive officers with 44,270,299 votes for, 612,749 against, 49,530 abstentions, and 22,546,609 broker non-votes. A quorum was present, with 67,479,187 of 88,893,621 eligible shares represented.
Liquidia Corp director-affiliated entities reported open-market sales of common stock. Entities linked to Stephen M. Bloch, primarily Canaan VIII L.P. and Canaan Partners VIII LLC, sold a total of 196,111 shares of Liquidia common stock in several open-market transactions on June 12 and June 15, 2026, at weighted average prices around $71–$72 per share. Footnotes state that Bloch disclaims beneficial ownership of securities held by the Canaan entities except for any pecuniary interest and that he did not participate in the investment decision under a communications-screen policy. Following these transactions, indirect holdings reported for the Canaan entities remained above 980,000 shares, while Bloch’s direct holding entry shows 65,712 shares as of June 12.
Liquidia Corp Chief Human Resource Officer Sarah Krepp sold 24,880 shares of common stock in open-market transactions. The trades occurred on June 11, 2026 at a volume-weighted average price of $70.2784 per share. The shares were acquired under Liquidia’s 2020 Employee Stock Purchase Plan and the sales were effected pursuant to a Rule 10b5-1 trading plan adopted on March 12, 2026. The filing also notes that Krepp continues to hold unvested restricted stock units from multiple prior grants.
Liquidia Corp director-affiliated fund reports large share sale. An investment entity associated with director Stephen M. Bloch, Canaan VIII L.P., sold 388,223 shares of Liquidia common stock in open-market transactions on June 10–11, 2026.
The sales were executed at weighted average prices with underlying trade prices ranging from $64.00 to $72.48 per share, depending on the specific tranche. The footnotes state that Canaan Partners VIII LLC, as general partner of Canaan VIII L.P., collectively makes the investment and voting decisions and that Bloch disclaims beneficial ownership of these securities except for any pecuniary interest through his limited liability company interests.
The filing also shows a separate direct holding of 65,712 shares of Liquidia common stock for Bloch as of June 10, 2026, distinct from the fund’s indirect holdings.
LQDA Rule 144 notice: The filing lists proposed sales of Common stock tied to employee plans and restricted stock units and discloses three recent dispositions by Sarah Krepp. The filing shows 5,749 shares under an Employee Stock Purchase Plan and 19,131 Restricted Stock Units.
The reported dispositions by Sarah Krepp total individual transactions of 276, 4,557, and 16,261 shares on 06/01/2026, 04/13/2026, and 03/13/2026, with proceeds shown as $16,800.12, $174,852.09, and $617,918.00.
Issuer LQDA filed a Rule 144 notice reporting an intended sale of 200,000 shares of common stock. The filing lists multiple recent sales by Canaan VIII LP in the past three months, with dated entries and per‑trade share counts and dollar amounts, including a 06/10/2026 sale of 94,365 shares for 6,039,000.
Liquidia Corp Chief Development Officer Sanjeev Khindri reported an open-market sale of 4,134 shares of common stock on June 8, 2026 at a price of $65.46 per share. After this transaction, he directly holds 67,132 common shares.
According to the footnotes, the sale was effected under a Rule 10b5-1 trading plan adopted on March 9, 2026 and was made to cover taxes tied to the settlement of previously granted restricted stock units. The filing also notes additional equity incentives, including 27,744 unvested RSUs from a February 10, 2025 grant and 34,274 RSUs granted on January 16, 2026 that had not vested as of this Form 4.