LQDT (NASDAQ: LQDT) affiliate notifies sale of 7,029 shares; prior sale $254K

Rhea-AI Filing Summary

LQDT filed a Form 144 notifying a proposed sale of 7,029 shares of Common Stock. The notice lists a prior sale of 7,914 shares on 03/09/2026 for $254,034.00, and records a stock option exercise dated 09/05/2024.

The filing names Jorge Celaya and lists RBC Capital Markets LLC as the broker. Timing and detailed plan-of-sale mechanics are noted on the notice.

Insights

Corporate Governance Specialist

Notice files a proposed sale by an affiliate; prior recent disposition is disclosed.

The filing lists a proposed sale of 7,029 common shares and reports a prior disposition of 7,914 shares on 03/09/2026 for $254,034.00. It also records a stock option exercise dated 09/05/2024.

Cash‑flow treatment and exact sale method are those provided on the notice; subsequent trade execution details will appear in future trading reports if and when sales occur.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 Nicollet Mall Suite 1700 Minneapolis NY 55401	213	7029.00	31013881	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	09/05/2024	STOCK OPTION EXERCISE	ISSUER			213	09/05/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jorge Celaya C/O RBC Capital Markets LLC 250 Nicollet Mall Suite 1700 Minneapolis MN 55401	COMMON	03/09/2026	7914	254034.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LQDT's Form 144 say about the shares being sold?

It notifies a proposed sale of 7,029 common shares by an affiliate. The notice also records a prior sale of 7,914 shares on 03/09/2026 for $254,034.00 and references a stock option exercise on 09/05/2024.

Who is the reporting person on the LQDT Form 144?

The filing names Jorge Celaya as the reporting person and lists RBC Capital Markets LLC as the broker. The notice provides broker and address details and the dates tied to the reported transactions.

When was the prior sale reported and what were the proceeds?

A prior disposition is shown on 03/09/2026 for $254,034.00. That prior sale involved 7,914 shares as disclosed in the Form 144 excerpt provided.

Does the Form 144 mention how the shares were acquired?

Yes; the excerpt references a stock option exercise dated 09/05/2024. The filing associates the reported holdings and subsequent proposed sale with that issuer-related exercise event.