LQDT: Form 144 shows Mark Shaffer sold 6,763 shares (LQDT)

Rhea-AI Filing Summary

Issuer filed a Form 144 for proposed sales of Common stock. The form lists specific equity items issued for services rendered or vesting, including awards and previously exercised options dated between 08/19/2024 and 02/25/2025. The filing also reports a sale of 6,763 shares on 05/11/2026 for $234,615.60.

Key Figures

Shares sold (reported): 6,763 shares Proceeds reported: $234,615.60 Award: Previously Exercised Options: 10,342 shares +3 more

6 metrics

Shares sold (reported) 6,763 shares sale dated 05/11/2026

Proceeds reported $234,615.60 amount tied to 6,763-share sale on 05/11/2026

Award: Previously Exercised Options 10,342 shares dated 08/19/2024 (Services Rendered)

Award: Previously Exercised Options 12,055 shares dated 08/19/2024 (Services Rendered)

Performance Stock Units (example) 1,985 shares dated 02/25/2025 (Services Rendered)

Restricted stock vesting (example) 2,396 shares vesting dated 01/01/2025 (Services Rendered)

Key Terms

Form 144, Previously Exercised Options, Performance Stock Units, Restricted stock vesting under a registered plan

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Previously Exercised Options financial

"Common | 08/19/2024 | Previously Exercised Options"

Performance Stock Units financial

"Common | 12/20/2024 | Performance Stock Units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Restricted stock vesting under a registered plan financial

"Common | 01/01/2025 | Restricted stock vesting under a registered plan"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45246	1538422.82	31181231	05/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/19/2024	Previously Exercised Options	Issuer			10342	08/19/2024	Services Rendered
Common	08/19/2024	Previously Exercised Options	Issuer			12055	08/19/2024	Services Rendered
Common	08/19/2024	Previously Exercised Options	Issuer			3245	08/19/2024	Services Rendered
Common	12/20/2024	Performance Stock Units	Issuer			879	12/20/2024	Services Rendered
Common	01/01/2025	Restricted stock vesting under a registered plan	Issuer			2396	01/01/2025	Services Rendered
Common	01/01/2025	Restricted stock vesting under a registered plan	Issuer			2120	01/01/2025	Services Rendered
Common	01/01/2025	Restricted stock vesting under a registered plan	Issuer			1428	01/01/2025	Services Rendered
Common	01/01/2025	Restricted stock vesting under a registered plan	Issuer			1252	01/01/2025	Services Rendered
Common	01/17/2025	Performance Stock Units	Issuer			2366	01/17/2025	Services Rendered
Common	02/12/2025	Previously Exercised Options	Issuer			433	02/12/2025	Services Rendered
Common	02/12/2025	Previously Exercised Options	Issuer			322	02/12/2025	Services Rendered
Common	02/12/2025	Previously Exercised Options	Issuer			709	02/12/2025	Services Rendered
Common	02/12/2025	Previously Exercised Options	Issuer			3957	02/12/2025	Services Rendered
Common	02/25/2025	Performance Stock Units	Issuer			1985	02/25/2025	Services Rendered
Common	02/25/2025	Performance Stock Units	Issuer			1757	02/25/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARK SHAFFER 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	05/11/2026	6763	234615.60

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LQDT's Form 144 report?

The Form 144 reports proposed sales of Common stock and lists equity awards and option-related shares. It enumerates award grant and vesting dates from 08/19/2024 to 02/25/2025, and a reported sale of 6,763 shares on 05/11/2026 for $234,615.60.

How many shares were sold recently according to the filing?

The filing shows a sale of 6,763 shares on 05/11/2026. That transaction is recorded with a total value of $234,615.60 in the Form 144 excerpt provided.

Which types of securities are listed on the Form 144?

The Form 144 lists Common stock from various sources: Previously Exercised Options, Performance Stock Units, and Restricted stock vesting under a registered plan. Specific per-item share counts and grant/vesting dates are included in the excerpt.

Are grant or vesting dates shown on the Form 144?

Yes. The excerpt shows grant/vesting and related dates such as 08/19/2024, 12/20/2024, 01/01/2025, 01/17/2025, and 02/25/2025 alongside per-item share counts.

Who is the reported seller on the Form 144?

The filing identifies Mark Shaffer with an address in Bethesda, MD as the reporting party associated with the reported sale of 6,763 shares on 05/11/2026, per the provided excerpt.