Liquidity Services CHRO reports 46,000 RSUs

Liquidity Services Inc reported initial holdings for Chief Human Resources Officer Karen Fascenda on a Form 3.

Accepted by SEC EDGAR 07/08/2026 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Liquidity Services Inc reported initial holdings for Chief Human Resources Officer Karen Fascenda on a Form 3. She holds a restricted stock unit grant tied to 46,000 shares of common stock. Each RSU equals one share, with 25% vesting annually from September 1, 2027 through September 1, 2030.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Fascenda Karen

Role Chief Human Resources Officer

Type	Security	Shares	Price	Value
Holding	Restricted Stock Unit Grant	--	--	--

Holdings: Restricted Stock Unit Grant — 46,000 contracts (Direct)

Footnotes (2)

1. F1. Twenty-five percent of this restricted stock unit grant vests on each of September 1, 2027, September 1, 2028, September 1, 2029 and September 1, 2030.
2. F2. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

Key Figures

Underlying RSU shares: 46,000 shares Shares following reporting: 46,000 shares Vesting tranches: 25% per year +3 more

6 metrics

Underlying RSU shares 46,000 shares Restricted stock unit grant underlying common stock

Shares following reporting 46,000 shares Total shares underlying RSUs following reported holding

Vesting tranches 25% per year Each of 2027, 2028, 2029, 2030 on September 1

First vesting date September 1, 2027 Initial 25% of RSU grant vests

Final vesting/expiration date September 1, 2030 Last 25% vests; RSU expiration date listed

Exercise price $0.00 per unit Restricted stock unit grant exercise/conversion price

Key Terms

Restricted Stock Unit Grant, restricted stock unit, economic equivalent, Common Stock

4 terms

Restricted Stock Unit Grant financial

"security_title: Restricted Stock Unit Grant"

restricted stock unit financial

"Twenty-five percent of this restricted stock unit grant vests"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

economic equivalent financial

"Each restricted stock unit is the economic equivalent of one share"

Common Stock financial

"Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position does the LQDT Form 3 disclose for Karen Fascenda?

The Form 3 shows Karen Fascenda’s initial equity holdings as Chief Human Resources Officer. It reports a restricted stock unit grant tied to 46,000 shares of Liquidity Services common stock, establishing her starting ownership position as an officer of the company.

How many shares are covered by Karen Fascenda’s restricted stock units at LQDT?

The restricted stock unit grant covers 46,000 underlying shares of Liquidity Services common stock. Each unit is the economic equivalent of one share, so the RSUs represent potential future delivery of up to 46,000 shares, subject to the vesting schedule.

What is the vesting schedule for Karen Fascenda’s RSU grant at Liquidity Services (LQDT)?

The RSU grant vests in four equal annual installments. Twenty-five percent vests on each of September 1, 2027, September 1, 2028, September 1, 2029, and September 1, 2030, aligning the award with multi‑year service and performance at the company.

What does it mean that each restricted stock unit equals one LQDT share?

Each RSU is the economic equivalent of one common share of Liquidity Services. When units vest and settle, they are expected to deliver one share per unit, giving the officer direct equity exposure matching the number of vested restricted stock units.

Does Karen Fascenda’s RSU grant on the LQDT Form 3 have an exercise price?

The restricted stock unit grant shows a zero exercise price, meaning she is not required to pay a purchase price to receive shares upon vesting. RSUs differ from stock options, which typically require paying an exercise price to acquire underlying shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fascenda Karen

(Last) (First) (Middle)

C/O LIQUIDITY SERVICES, INC.

6931 ARLINGTON ROAD, SUITE 460

(Street)

BETHESDA MARYLAND 20814

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/06/2026

3. Issuer Name and Ticker or Trading Symbol
LIQUIDITY SERVICES INC [ LQDT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Human Resources Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit Grant	(1)	09/01/2030	Common Stock	46,000	(2)	D

Explanation of Responses:

1. Twenty-five percent of this restricted stock unit grant vests on each of September 1, 2027, September 1, 2028, September 1, 2029 and September 1, 2030.

2. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

	/s/ Mark A. Shaffer, by power of attorney	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)