Liquidity Services, Inc. SEC filings document its operating results, governance, and public-company disclosures as an operator of surplus-asset marketplaces and related software platforms. Form 8-K filings include quarterly earnings releases, earnings-call transcripts, non-GAAP financial measure references, and segment commentary for areas such as GovDeals, retail returns, heavy equipment, Machinio, and Software Solutions.
Proxy and annual meeting filings cover director elections, auditor ratification, executive compensation votes, equity incentive plan matters, and board committee structure. Governance-related 8-K disclosures also record board succession matters, board size changes, and Audit Committee and Corporate Governance and Nominating Committee composition.
Liquidity Services, Inc. (LQDT) director Mateus-Tique Jaime reported a Form 4 showing a sale and new restricted stock units. The filing shows a sale of 10,000 shares on 08/22/2025 at $27.44, which reduced directly held common stock by 12,966 shares and left total beneficial ownership of 174,562 shares across direct and indirect holdings. The report also discloses a grant of 4,928 restricted stock units that vest on 03/01/2026, each unit equivalent to one share. The Form 4 indicates the transaction was made pursuant to a plan intended to satisfy the Rule 10b5-1 affirmative defense.
Form 144 notice for LQDT (Liquidity Services, Inc.) reporting a proposed sale of common stock. The filer intends to sell 10,000 shares through RBC Capital Markets LLC on or about 08/22/2025, with an aggregate market value of $274,411.00. The filing shows 31,236,939 shares outstanding for the class. The shares were acquired in the open market on 05/09/2014 and paid for by check. The filer reports nothing to report for securities sold in the past three months and signs a representation that no material nonpublic information exists.
George H. Ellis, a director of Liquidity Services, Inc. (LQDT), reported a sale of 7,500 shares of common stock on 08/13/2025 at a price of $25.35 per share, reducing his reported beneficial ownership to 15,708 shares. The Form 4 also discloses a grant of 4,928 restricted stock units that are the economic equivalent of one share each and vest on 03/01/2026. The form was signed by an attorney-in-fact, Mark A. Shaffer, on 08/14/2025. All information is limited to the transactions and holdings reported on the Form 4.
Liquidity Services, Inc. (LQDT) filed a Form 144 notifying of a proposed sale of 7,500 common shares with an aggregate market value of $189,675.00, to be sold on NASDAQ with an approximate sale date of 08/13/2025. The filing lists Northern Trust Securities Inc as the broker and reports 31,236,939 shares outstanding.
The securities were acquired on 03/11/2025 as a stock award from LQDT, with payment/settlement noted as 08/13/2025. The form indicates "Nothing to Report" for securities sold in the past three months. Several filer contact fields, the notice date and the signature block appear in the form but contain no entries in the provided content.
Liquidity Services, Inc. filed a current report to make the transcript of its earnings conference call held on August 7, 2025 publicly available. The transcript is attached as Exhibit 99.1 and is being treated as information "furnished" under Item 8.01, which means it is not deemed "filed" for liability purposes under certain sections of the federal securities laws. The company also clarifies that this transcript will not be incorporated into other SEC reports unless specifically referenced.
Liquidity Services Inc. (LQDT) – Form 3 filing
On 06/24/2025, Liquidity Services Inc. filed an Initial Statement of Beneficial Ownership (Form 3) for Paul J. Hennessy. The report identifies Mr. Hennessy as a Director and states that, as of the event date 06/16/2025, he owns no shares or derivative securities of the company. Table I and Table II list zero holdings, and the explanatory note reiterates “No securities are beneficially owned.” The document was signed by Mark A. Shaffer under power of attorney.
This low-complexity disclosure fulfills Section 16(a) of the Exchange Act, establishing a baseline for future insider transactions. Given the absence of any reported ownership, the filing is procedurally important but has negligible immediate financial impact for investors.