Welcome to our dedicated page for Liquidity Svcs SEC filings (Ticker: LQDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Liquidity Services, Inc. SEC filings document its operating results, governance, and public-company disclosures as an operator of surplus-asset marketplaces and related software platforms. Form 8-K filings include quarterly earnings releases, earnings-call transcripts, non-GAAP financial measure references, and segment commentary for areas such as GovDeals, retail returns, heavy equipment, Machinio, and Software Solutions.
Proxy and annual meeting filings cover director elections, auditor ratification, executive compensation votes, equity incentive plan matters, and board committee structure. Governance-related 8-K disclosures also record board succession matters, board size changes, and Audit Committee and Corporate Governance and Nominating Committee composition.
Issuer filed a Form 144 for proposed sales of Common stock. The form lists specific equity items issued for services rendered or vesting, including awards and previously exercised options dated between 08/19/2024 and 02/25/2025. The filing also reports a sale of 6,763 shares on 05/11/2026 for $234,615.60.
Liquidity Services EVP & CFO Jorge Celaya reported routine equity compensation activity. On the reported date, 4,100 restricted stock units vested, converting into 2,096 shares of common stock issued to the Jorge Celaya Revocable Trust after 2,004 shares were withheld to cover federal and state taxes.
Following this vesting event, the trust holds 50,965 shares of common stock indirectly for Celaya, and he also holds 10,250 restricted stock units directly under the affected grant. The filing also lists multiple stock option and restricted stock unit awards that remain outstanding with exercise or vesting dates extending through 2035. No open-market purchases or sales were reported.
Liquidity Services Inc. insider filing shows a derivative exercise and updated holdings. A trust associated with Chairman and CEO William P. Angrick III exercised 12,610 restricted stock units, converting them into the same number of shares of Liquidity Services common stock now held by the William P. Angrick III Revocable Trust, which reports 5,228,943 shares following the transaction. The filing also lists substantial outstanding stock options with exercise prices between $4.92 and $25.87 per share and multiple restricted stock unit grants that vest over future dates based on Liquidity Services’ achievement of specified financial milestones. Certain shares are held in spouse and other family trusts, where the reporting person disclaims beneficial ownership under Section 16.
Daunt John reported acquisition or exercise transactions in this Form 4 filing.
Liquidity Services Inc. EVP and Chief Commercial Officer John Daunt reported routine equity compensation activity involving restricted stock units and options. A grant of 4,420 restricted stock units vested, with 1,740 shares withheld by the issuer to satisfy federal and state tax withholding obligations.
The remaining 2,680 shares were issued and then sold in a transaction coded as other, with footnotes explaining that sale proceeds covered fees and the balance was received in cash. After these transactions, The Daunt Family Trust, which holds shares indirectly for Daunt, owned 40,332 shares of common stock. Daunt also retains multiple stock option and restricted stock unit grants that remain outstanding and continue to vest based on time and the issuer’s achievement of specified financial milestones.
Murray Novelette reported acquisition or exercise transactions in this Form 4 filing.
Liquidity Services Inc. Chief Human Resources Officer Murray Novelette reported routine equity compensation activity. On the reported date, 1,900 restricted stock units vested, each representing one share of Liquidity Services common stock. According to the footnotes, 640 shares were withheld by the company to satisfy federal and state tax withholding obligations.
The remaining 1,260 shares from the vesting were sold at a price of $33.13 per share, with proceeds used to cover fees and the balance received in cash. Following these transactions, Novelette directly owned 37,029 shares of common stock. The filing also shows continuing holdings of stock options and additional restricted stock units that vest over future dates based on service and the company’s achievement of specified financial milestones.
Liquidity Services Inc. SVP & Chief Technology Officer Steven Weiskircher reported equity compensation activity involving restricted stock units (RSUs) and stock options. On May 14, 2026, 3,940 RSUs vested into 2,163 shares of common stock, with 1,777 shares withheld to cover federal and state taxes, leaving him with 68,646 common shares held directly.
The Form 4 also lists remaining RSU and stock option grants that vest over several years and, in some cases, depend on the company achieving specified financial milestones, with option exercise prices ranging from $14.00 to $23.52 and expirations through 2035.
Liquidity Services Inc. executive Mark A. Shaffer reported an equity compensation event involving restricted stock units and common shares. On May 14, 2026, 2,530 restricted stock units vested, each equivalent to one share of common stock. According to the disclosure, 816 shares were withheld to cover federal and state taxes, resulting in a net issuance of 1,714 common shares to The Mark A. Shaffer Revocable Trust, which now holds 73,644 shares indirectly. Shaffer also continues to hold multiple restricted stock unit and stock option grants over Liquidity Services common stock, including options with exercise prices such as $23.52 and $21.62 per share with expirations extending into the 2030s.
Renaissance Technologies LLC and Renaissance Technologies Holdings Corporation filed Amendment No. 9 to Schedule 13G/A reporting beneficial ownership of 1,501,667 shares of Liquidity Services Inc. common stock, representing 3.96% of the class as reported.
The filing lists sole voting and dispositive power over the 1,501,667 shares and states certain funds managed by Renaissance have rights to dividends or sale proceeds. The signatures show execution by Brian Felczak on 05/14/2026.
Liquidity Services Inc. reports a joint Schedule 13G/A filing by Forum Capital Partners, Staley Capital Advisers and related individuals disclosing collective beneficial ownership of 1.74% of common stock. The filing states 31,039,308 shares issued and outstanding as of February 2, 2026 and ownership figures are reported as of March 31, 2026.
The filing describes voting and dispositive power held through Forum and Staley Capital as general partner relationships, lists specific direct holdings for three individuals, and attaches a Joint Filing Agreement dated April 30, 2026 or May 1, 2026.