Welcome to our dedicated page for LIQUIDITY SERVICES SEC filings (Ticker: LQDT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Liquidity Services, Inc. SEC filings document its operating results, governance, and public-company disclosures as an operator of surplus-asset marketplaces and related software platforms. Form 8-K filings include quarterly earnings releases, earnings-call transcripts, non-GAAP financial measure references, and segment commentary for areas such as GovDeals, retail returns, heavy equipment, Machinio, and Software Solutions.
Proxy and annual meeting filings cover director elections, auditor ratification, executive compensation votes, equity incentive plan matters, and board committee structure. Governance-related 8-K disclosures also record board succession matters, board size changes, and Audit Committee and Corporate Governance and Nominating Committee composition.
Liquidity Services Inc EVP John Daunt reported the vesting of 4,420 restricted stock units on May 14, 2026. According to the disclosure, the issuer withheld 1,740 shares to satisfy federal and state taxes and issued 2,680 common shares to The Daunt Family Trust.
The Daunt Family Trust then sold 2,680 common shares at $33.1300 per share, with proceeds used to cover fees and the remaining balance received in cash, consistent with company policies. After these transactions, Daunt holds 97,829 restricted stock units directly, 37,652 common shares indirectly via the trust, and 155,734 stock options directly.
Murray Novelette reported acquisition or exercise transactions in this Form 4 filing.
Liquidity Services Inc. Chief Human Resources Officer Murray Novelette reported routine equity compensation activity. On the reported date, 1,900 restricted stock units vested, each representing one share of Liquidity Services common stock. According to the footnotes, 640 shares were withheld by the company to satisfy federal and state tax withholding obligations.
The remaining 1,260 shares from the vesting were sold at a price of $33.13 per share, with proceeds used to cover fees and the balance received in cash. Following these transactions, Novelette directly owned 35,769 shares of common stock. The filing also shows continuing holdings of stock options and additional restricted stock units that vest over future dates based on service and the company’s achievement of specified financial milestones.
Liquidity Services Inc. SVP & Chief Technology Officer Steven Weiskircher reported equity compensation activity involving restricted stock units (RSUs) and stock options. On May 14, 2026, 3,940 RSUs vested into 2,163 shares of common stock, with 1,777 shares withheld to cover federal and state taxes, leaving him with 68,646 common shares held directly.
The Form 4 also lists remaining RSU and stock option grants that vest over several years and, in some cases, depend on the company achieving specified financial milestones, with option exercise prices ranging from $14.00 to $23.52 and expirations through 2035.
Liquidity Services Inc. executive Mark A. Shaffer reported an equity compensation event involving restricted stock units and common shares. On May 14, 2026, 2,530 restricted stock units vested, each equivalent to one share of common stock. According to the disclosure, 816 shares were withheld to cover federal and state taxes, resulting in a net issuance of 1,714 common shares to The Mark A. Shaffer Revocable Trust, which now holds 73,644 shares indirectly. Shaffer also continues to hold multiple restricted stock unit and stock option grants over Liquidity Services common stock, including options with exercise prices such as $23.52 and $21.62 per share with expirations extending into the 2030s.
Renaissance Technologies LLC and Renaissance Technologies Holdings Corporation filed Amendment No. 9 to Schedule 13G/A reporting beneficial ownership of 1,501,667 shares of Liquidity Services Inc. common stock, representing 3.96% of the class as reported.
The filing lists sole voting and dispositive power over the 1,501,667 shares and states certain funds managed by Renaissance have rights to dividends or sale proceeds. The signatures show execution by Brian Felczak on 05/14/2026.
Liquidity Services Inc. reports a joint Schedule 13G/A filing by Forum Capital Partners, Staley Capital Advisers and related individuals disclosing collective beneficial ownership of 1.74% of common stock. The filing states 31,039,308 shares issued and outstanding as of February 2, 2026 and ownership figures are reported as of March 31, 2026.
The filing describes voting and dispositive power held through Forum and Staley Capital as general partner relationships, lists specific direct holdings for three individuals, and attaches a Joint Filing Agreement dated April 30, 2026 or May 1, 2026.
Liquidity Services Inc. ownership update: Staley Capital Advisers, Inc. and five related reporting persons filed an Amendment No. 9 to Schedule 13G reporting beneficial ownership positions in the issuer.
The filing cites 31,013,881 shares outstanding as of February 2, 2026 and shows individual holdings ranging from 539,355 to 658,355 shares (approximately 1.7%–2.1% of the class).
Liquidity Services Inc reports beneficial ownership disclosures from Staley Capital Advisers and affiliated reporting persons. The filing shows aggregate ownership positions held by Staley Capital Advisers, Inc. and five named individuals, tied to a 31,013,881 shares outstanding as of February 2, 2026. Individual positions disclosed include 539,355 shares, 565,555 shares, 658,355 shares, and other similar holdings representing roughly 1.7%–2.1% of the class per reporting person. The statement is jointly filed and certifies ownership of 5% or less of the class.
Liquidity Services Inc. director Jaime Mateus-Tique reported an insider sale of company stock. On May 11, 2026, Mateus-Tique sold 6,913 shares of Liquidity Services common stock in an open-market transaction at $34.52 per share, and held 10,981 shares directly afterward.
In addition to these direct holdings, the filing lists indirect ownership of common stock through the reporting person’s spouse and two irrevocable trusts. Mateus-Tique also holds a Restricted Stock Unit Grant covering 5,694 units, each economically equivalent to one share of common stock, scheduled to vest on March 1, 2027.
Liquidity Services, Inc. executive Mark A. Shaffer, VP, General Counsel & Secretary, reported a mix of stock option exercises and share sales through The Mark A. Shaffer Revocable Trust. He exercised derivative awards covering 26,177 shares of common stock at exercise prices including $14.00, $17.31, $21.62 and $22.20 per share. Footnotes show that thousands of the exercised shares were withheld by the issuer to cover option costs and taxes, with the balance delivered to the insider.
The trust then carried out open‑market sales totaling 6,763 shares of Liquidity Services common stock at prices around $34.62–$35.15 per share, leaving it holding 68,666 shares indirectly. Shaffer also continues to hold a sizeable package of unexercised equity awards, including restricted stock units economically equivalent to common shares and stock options that vest over time or based on specified financial milestones.