Liquidity Services Inc. (LQDT): Staley Capital group reports sub-5% ownership stakes
Rhea-AI Filing Summary
Liquidity Services Inc. common stock ownership is reported by Staley Capital Advisers, Inc. and several related individuals on a passive basis. The ownership data use 31,181,231 shares outstanding as of May 4, 2026, and all holdings are stated as of June 30, 2026.
Each Reporting Person holds well under 5% of the outstanding shares, with individual positions ranging from approximately 0.7% to 1.1% of the company’s common stock. Staley Capital Advisers and the listed Controlling Persons report sole voting and dispositive power over their respective client accounts, and have entered into a Joint Filing Agreement dated August 12, 2026 to file jointly under Rule 13d-1(k)(1).
Positive
- None.
Negative
- None.
Key Figures
Shares outstanding: 31,181,231 shares
Staley Capital Advisers holding: 230,000 shares
John A. Staley holding: 230,000 shares (0.7%)
+3 more
6 metrics
Shares outstanding
31,181,231 shares
Common stock issued and outstanding as of May 4, 2026, per Form 10-Q
Staley Capital Advisers holding
230,000 shares
Beneficially owned with sole voting and dispositive power as of June 30, 2026
John A. Staley holding
230,000 shares (0.7%)
Sole voting and dispositive power over Liquidity Services Inc. common stock
William F. Stotz holding
256,200 shares (0.8%)
Reported beneficial ownership with sole voting and dispositive power
James D. Roberge holding
349,000 shares (1.1%)
Largest individual reported stake among the Reporting Persons
Andrew J. Roberge holding
239,010 shares (0.8%)
Reported with sole voting and sole dispositive power
Key Terms
beneficial owners, Sole Voting Power, Sole Dispositive Power, Schedule 13G, +2 more
6 terms
beneficial owners regulatory
"may be deemed pursuant to Rule 13d-3 ... to be the beneficial owners of all common stock"
Beneficial owners are the people or entities that actually enjoy the economic benefits and control of shares or other assets, even when legal title is held by someone else such as a broker, custodian or trustee. Investors pay attention because beneficial owners hold the real voting power, receive dividends and can influence strategy and takeover outcomes — like the driver of a car who uses and maintains it while the bank holds the title — so disclosure shows who truly controls and benefits.
Sole Voting Power financial
"5 | Sole Voting Power 230,000.00 6 | Shared Voting Power 0.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power financial
"7 | Sole Dispositive Power 230,000.00 8 | Shared Dispositive Power 0.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Schedule 13G regulatory
"pursuant to Rule 13d-3 of the Securities Exchange Act of 1934, as amended"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Joint Filing Agreement regulatory
"have entered into a Joint Filing Agreement dated August 12, 2026"
Rule 13d-1(k)(1) regulatory
"file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1)"
FAQ
Who are the Controlling Persons of Staley Capital in the Liquidity Services Inc. (LQDT) filing?
The Controlling Persons are John A. Staley IV, Brian M. McInerney, William F. Stotz, James D. Roberge, and Andrew J. Roberge. They may be deemed beneficial owners of Liquidity Services Inc. shares held in Staley Capital client accounts under Rule 13d-3.
What is the largest individual position reported in Liquidity Services Inc. (LQDT) by these filers?
The largest individual position is reported by James D. Roberge, who holds 349,000 shares of Liquidity Services Inc., representing approximately 1.1% of the outstanding common stock as of June 30, 2026.
What is the purpose of the Joint Filing Agreement in the Liquidity Services Inc. (LQDT) Schedule 13G/A?
The Reporting Persons entered a Joint Filing Agreement dated August 12, 2026, under Rule 13d-1(k)(1), agreeing to file this ownership statement jointly regarding Liquidity Services Inc. common stock for which Staley Capital exercises voting or dispositive discretion.
AI-generated analysis. How Rhea-AI works. Not financial advice.