La Rosa Holdings (LRHC) sells new convertible preferred shares for $210K
Rhea-AI Filing Summary
La Rosa Holdings Corp. entered into a Securities Purchase Agreement with an institutional investor on August 18, 2026. The company agreed to issue and on that date issued 210 shares of Series E Convertible Preferred Stock at a purchase price of $1,000 per share, for aggregate gross proceeds of $210,000.
The Series E Preferred Stock is governed by a Certificate of Designation filed with the Nevada Secretary of State on July 9, 2026. The sale was conducted as an unregistered offering relying on the exemption from registration under Rule 506(b) of Regulation D under the Securities Act, and the purchaser was an institutional investor.
Positive
- None.
Negative
- None.
Filing Explained
The company completed a $210,000 preferred-stock financing, but conversion terms needed to assess possible common-share dilution are not disclosed here.
The completed issuance adds Series E preferred stock alongside the company’s common stock and brought in
As an 8-K, this report covers a specified material event; Item 1.01 identifies the securities purchase agreement as a material definitive agreement, while Item 3.02 identifies an unregistered equity sale.
The filing references a Certificate of Designation but does not state conversion terms, potential common-share dilution, or use of proceeds, so those economics cannot be assessed from this filing alone.
For liquidity context, cash and equivalents at
Sources and calculations
- La Rosa Holdings Corp. Form 8-K (2026-08-18)
- Form 8-K purpose (undated)
- La Rosa Holdings Corp. latest quarterly fundamentals (2026-03-31)
- Cash and equivalents vs quarterly operating cash outflow, in days of cash use $1,742,636 / ($1,759,116 / 90) = [object Object]
8-K Event Classification
3 items: 1.01, 3.02, 9.01
3 items
Item 1.01
Entry into a Material Definitive Agreement
Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 3.02
Unregistered Sales of Equity Securities
Securities
The company sold equity securities in a private placement or other unregistered transaction.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Key Figures
Series E Preferred Shares Issued: 210 shares
Purchase Price per Share: $1,000 per share
Aggregate Gross Proceeds: $210,000
+3 more
6 metrics
Series E Preferred Shares Issued
210 shares
Shares of Series E Convertible Preferred Stock issued to an institutional investor on August 18, 2026
Purchase Price per Share
$1,000 per share
Purchase price for each share of Series E Convertible Preferred Stock under the Securities Purchase Agreement
Aggregate Gross Proceeds
$210,000
Total gross proceeds received by the company from the Series E Preferred Stock issuance
Par Value per Share
$0.0001 per share
Par value of La Rosa Holdings Corp.’s Series E Convertible Preferred Stock
Certificate of Designation Filing Date
July 9, 2026
Date the Certificate of Designation for the Series E Preferred Stock was filed in Nevada
SPA Date
August 18, 2026
Date of the Securities Purchase Agreement and issuance of the Series E Preferred Stock
Key Terms
Securities Purchase Agreement, Series E Convertible Preferred Stock, Certificate of Designation, Rule 506(b), +1 more
5 terms
Securities Purchase Agreement financial
"entered into a Securities Purchase Agreement (the “SPA”) pursuant to which the Company"
A securities purchase agreement is a written contract between a buyer and a seller outlining the terms for buying or selling financial assets such as stocks or bonds. It specifies details like the price, quantity, and conditions of the transaction, similar to a shopping list with agreed-upon terms. For investors, it provides clarity and legal protection when transferring ownership of these financial instruments.
Series E Convertible Preferred Stock financial
"issue to the Investor 210 shares of the Company’s Series E Convertible Preferred Stock"
Series E convertible preferred stock is a class of investment shares issued in a later-stage financing round that behave like a hybrid between a safety-first claim and an option to become ordinary shares. Think of it as a VIP ticket that gives owners priority on payments and protections if things go wrong, but can be swapped for regular shares later—important to investors because it affects payout priority, potential dilution of ownership, voting power, and the company’s implied valuation.
Certificate of Designation regulatory
"filed a Certificate of Designation of Rights and Preferences of the Series E"
A certificate of designation is a formal document that spells out the specific rights and rules attached to a particular class or series of stock, usually preferred shares. Think of it as a rulebook or menu that lists dividend terms, liquidation priority, conversion or redemption rights and any special voting protections; investors use it to judge how much income, control or downside protection those shares will provide compared with other securities.
Rule 506(b) regulatory
"pursuant to the exemption from the registration requirements of the Securities Act available under Rule 506(b)"
Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.
Regulation D regulatory
"Rule 506(b) under Regulation D promulgated thereunder"
Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.
FAQ
What financing transaction did La Rosa Holdings Corp. (LRHC) announce on August 18, 2026?
La Rosa Holdings Corp. entered into a Securities Purchase Agreement with an institutional investor to issue 210 shares of Series E Convertible Preferred Stock at $1,000 per share, generating $210,000 in aggregate gross proceeds.
How much money did LRHC raise from the Series E Convertible Preferred Stock issuance?
La Rosa Holdings Corp. raised $210,000 in aggregate gross proceeds by issuing 210 shares of its Series E Convertible Preferred Stock at a purchase price of $1,000 per share to an institutional investor.
What type of security did LRHC issue in this August 18, 2026 transaction?
La Rosa Holdings Corp. issued Series E Convertible Preferred Stock, specifically 210 shares with a par value of $0.0001 per share, under a Securities Purchase Agreement with an institutional investor dated August 18, 2026.
Under what exemption was LRHC’s August 18, 2026 offering of Series E Preferred Stock conducted?
The offering of La Rosa Holdings Corp.’s Series E Convertible Preferred Stock was conducted as an unregistered sale relying on the exemption from registration under Rule 506(b) of Regulation D promulgated under the Securities Act.
What governs the rights and preferences of LRHC’s Series E Convertible Preferred Stock?
The rights and preferences of La Rosa Holdings Corp.’s Series E Convertible Preferred Stock are set out in a Certificate of Designation filed with the Secretary of State of Nevada on July 9, 2026, which describes the terms of the Series E Preferred Stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
