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0001879403
La Rosa Holdings Corp.
0001879403
2026-10-19
2026-10-19
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 19, 2026
| Stratum
Holdings Corp. |
| (Exact
name of registrant as specified in its charter) |
| Nevada |
|
001-41588 |
|
87-1641189 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
| 1420
Celebration Blvd., 2nd Floor, Celebration, FL |
|
34747 |
| (Address of principal executive
offices) |
|
(Zip Code) |
| (321)
250-1799 |
| (Registrant’s telephone
number, including area code) |
| La
Rosa Holdings Corp. |
| (Former
name or former address, if changed since last report) |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common Stock, par value $0.0001 |
|
SRTM |
|
The Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2
of the Securities Exchange Act of 1934.
Emerging
Growth Company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
October 9, 2026, La Rosa Holdings Corp. (the “Company”) filed a Certificate of Amendment to its Amended and Restated
Articles of Incorporation (the “Certificate of Amendment”) to change the name of the Company to “Stratum Holdings
Corp” effective as of October 19, 2026. The Company’s common stock began trading on the Nasdaq Capital Market under the new
name and the new ticker symbol “SRTM” at market open on October 19, 2026. The CUSIP number for the Company’s common
stock did not change in connection with the name change. No action is required by stockholders and outstanding stock certificates do
not need to be exchanged.
The
foregoing description of the Certificate of Amendment does not purport to be complete and is qualified in its entirety by reference to
the full text of the Certificate of Amendment filed as Exhibit 3.1 to this report, which is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
| Exhibit No. |
|
Description of Exhibit |
| 3.1 |
|
Certificate of Amendment to Amended and Restated Articles of Incorporation |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
October 19, 2026 |
STRATUM HOLDINGS CORP. |
| |
|
| |
/s/ Nicholas
Adler |
| |
Name: |
Nicholas Adler |
| |
Title: |
Chief Executive Officer |
