Welcome to our dedicated page for La Rosa Holdings SEC filings (Ticker: LRHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
La Rosa Holdings Corp. (LRHC) filings document the public-company record for a Nevada real estate and PropTech issuer with common stock listed on Nasdaq. Recent 8-K and amended 8-K reports cover material agreements, acquisitions and dispositions of brokerage interests, pro forma financial information, operating and financial results, and amendments to charter documents affecting common stock.
The filing record also includes non-reliance disclosures for previously issued financial statements, revenue-recognition corrections related to property management fees, a Form 12b-25 late-filing notice for the annual report, Nasdaq continued-listing notices, reverse stock split disclosures, emerging-growth-company status, governance actions by the audit committee, and capital-structure information for LRHC common stock.
La Rosa Holdings Corp. entered into waiver agreements with certain accredited investors connected to prior securities purchase agreements from February and November 2025. These waivers relate to a proposed sale of La Rosa’s 51% interest in Horeb Kissimmee Realty LLC to the owner of the remaining 49% stake. La Rosa intends to receive cash consideration of $500,000 plus $61,200 representing its pro rata share of an outstanding loan, with both amounts payable over 12 months from closing. Final terms are still being negotiated and the sale will depend on customary conditions, including receipt of investor waivers, and may ultimately not be completed.
La Rosa Holdings Corp. insiders Joseph and Deana La Rosa jointly reported changes in how some of their shares are held and a reduction in a preferred stock position. On November 6, 2025, 255,272 shares of common stock were moved from Joseph La Rosa’s direct ownership to La Rosa Capital, LLC, an entity owned and controlled by Joseph and Deana La Rosa, with no change in their pecuniary interests, meaning their economic stake in these shares stayed the same. The filing also lists indirect holdings through a spouse, a trust, an LLC, and children. On January 8, 2026, 200 shares of Series X Super Voting Preferred Stock were redeemed at approximately $1,000 per share under a Redemption Agreement signed on November 12, 2025, leaving 1,800 shares of this preferred stock beneficially owned afterward.
La Rosa Holdings Corp. director Nicholas H. Adler filed an initial Form 3 stating that, as of the event date of 12/29/2025, he beneficially owns no securities of the company. The filing confirms his status as a director and shows no non-derivative or derivative holdings reported in his name.
La Rosa Holdings Corp. entered the initial closing of a previously arranged senior secured convertible note financing, issuing an $11,000,000 note for aggregate proceeds of $9,900,000.
The note bears 10% annual interest, payable monthly starting February 1, 2026, matures in 24 months, and is convertible into common stock at an initial price of $0.8347 per share, with a floor price of $0.778 subject to stockholder approval to adjust the floor.
Net proceeds of $9,635,000 will fund $7,000,000 of crypto assets as a treasury holding, $2,000,000 to redeem part of the Series X Super Voting Preferred Stock, $500,000 reserved for further redemptions, and the balance for general corporate and strategic uses. The note is secured by first- and second-priority liens on substantially all company and subsidiary assets, includes guarantees from subsidiaries, and limits any single holder’s post-conversion ownership to between 4.99% and 9.99%.
La Rosa Holdings Corp. obtained written consent from holders of about 95.65% of its voting power to approve three major actions: a large senior secured convertible note financing, changes to its super-voting preferred stock, and the potential for a reverse stock split. The company may issue up to $250,000,000 of secured convertible notes, starting with an expected initial note of $11,000,000 for $9,900,000, with most net proceeds required to be invested in cryptocurrency as a treasury asset and a portion used to redeem Series X Preferred Stock. The notes convert into common stock subject to Nasdaq’s 20% ownership rule, include anti-dilution adjustments, and carry a 10% annual interest rate and redemption premiums.
A Series X amendment lets the board redeem super-voting preferred shares at any time on agreed terms, supporting a Redemption Agreement under which CEO Joseph La Rosa’s Series X holdings are gradually redeemed while initially retaining at least 80% of voting power. Stockholders also authorized, but did not require, a reverse stock split in a range from 1-for-5 to 1-for-100 within one year, mainly to help maintain Nasdaq’s minimum bid price. Fractional shares will be rounded up, there are no appraisal rights, and the actions become effective no earlier than 20 days after this statement is mailed.
La Rosa Holdings Corp. (LRHC) filed an amended current report detailing a large, structured financing, governance changes, and a clarified reverse stock split authorization. The company entered into a Securities Purchase Agreement with institutional investors for up to $250,000,000 of senior secured convertible notes, with an initial note of $11,000,000 and additional closings capped at $5,000,000 each. The notes bear 10% annual interest, mature in 24 months, and are convertible into common stock at 120% of a market-based price, subject to a floor price of $0.79 and Nasdaq limits.
Net proceeds at the initial closing are earmarked for crypto assets as a treasury holding, partial redemption of Series X Super Voting Preferred Stock, and limited general corporate uses, with at least 90% of additional-closing proceeds also directed to crypto purchases. A Token Right grants investors a share of future crypto tokens acquired with these proceeds. The company agreed to register the resale of conversion shares on Form S-1 and granted investors participation rights in future financings.
The report also describes a Redemption Agreement to significantly reduce Series X Preferred Stock over time, an amended employment agreement for CEO Joseph La Rosa with a $500,000 base salary, and a Special Advisor Agreement as La Rosa pursues AI and data center expansion. The amendment clarifies that stockholders approved charter changes allowing redemption of Series X Preferred Stock and one or more reverse stock splits in a 1:5 to 1:100 range, to be implemented or abandoned at the board’s discretion within one year.
La Rosa Holdings Corp. (LRHC) filed a Form 8-K reporting that on November 20, 2025 it issued a press release announcing certain financial and business highlights for the third quarter ended September 30, 2025. The press release is provided as Exhibit 99.1 and is furnished under Items 2.02 and 8.01, meaning it is not deemed filed for liability purposes under Section 18 of the Exchange Act. The company also includes the cover page interactive data file as Exhibit 104.
La Rosa Holdings Corp. reported higher revenue but deeper losses in its latest quarter. For the three months ended September 30, 2025, revenue was $20.2 million versus $19.6 million a year ago, while net loss attributable to common stockholders widened to $5.5 million from $3.4 million, driven by higher general and administrative costs and stock-based compensation. For the nine-month period, revenue rose to $60.9 million from $51.7 million, but net loss attributable to common stockholders increased to $23.1 million from $10.5 million, reflecting significant fair-value related gains and losses tied to a senior secured convertible note and warrant transactions. The company ended September 30, 2025 with $3.99 million of cash, $6.44 million of cash and restricted cash combined, positive working capital of $1.24 million, and total debt of $9.47 million. Management states there is substantial doubt about the company’s ability to continue as a going concern over the next 12 months without additional capital, and is pursuing further financing, including a senior secured convertible note issued in February 2025, preferred stock and equity issuances, and a large equity purchase facility.
La Rosa Holdings (LRHC) entered a Securities Purchase Agreement to issue senior secured convertible notes in multiple closings for up to $250,000,000. The Company expects an initial note of $11,000,000, sold at $900 per $1,000 principal, bearing 10% annual interest (monthly), maturing in 24 months. The conversion price equals 120% of specified recent trading prices, with a $0.79 floor, subject to adjustments and Nasdaq limits, and includes a 4.99% Beneficial Ownership Limitation, adjustable up to 9.99% after 61 days.
The notes rank senior and are secured by first-priority liens on assets bought with proceeds and second-priority liens on other assets. Uses at the initial closing include $7,000,000 to acquire crypto as a treasury asset, $2,000,000 to redeem Series X Preferred shares, $500,000 in a controlled account for further redemption, and any remaining proceeds up to $400,000 for corporate purposes. At additional closings, 90% of net proceeds must fund crypto purchases. A.G.P. will receive up to 7% of gross proceeds per closing.
Investors received registration rights to file an S-1 within 20 days and seek effectiveness within 60 days. Stockholders approved amendments to permit Series X redemption and a reverse stock split in a range of 1:5 to 1:100, to be effected at the Board’s discretion.