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ATW investors disclose 9.9% La Rosa (LRHC) stake via preferred and debt

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

La Rosa Holdings Corp. received a Schedule 13G filing from a group of ATW-affiliated investment entities and individuals disclosing beneficial ownership of 56,773 shares of common stock, representing 9.9% of the class. The position is held indirectly through JAK Opportunities XI LLC and ATW AI Infrastructure III LLC, which own preferred stock and convertible debt that can be turned into common shares within sixty days, subject to a 9.99% ownership blocker. JAK Opportunities held 23,473 common shares as of February 4, 2026, and the ownership percentage is calculated using approximately 535,000 shares outstanding as of January 26, 2026, plus shares issuable under these instruments. The filers state the securities are not held to change or influence control of La Rosa.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G




Comment for Type of Reporting Person: Please see note in Item 4(a).


SCHEDULE 13G



JAK Opportunities XI LLC
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member of its Manager
Date:02/11/2026
ATW Opportunities Master Fund II LP
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member of the General Partner
Date:02/11/2026
ATW AI Infrastructure III LLC
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member of its Manager
Date:02/11/2026
ATW Master Fund V Inc.
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member of its Manager
Date:02/11/2026
ATW Master Fund V LP
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member of the General Partner
Date:02/11/2026
ATW Partners Opportunities Management, LLC
Signature:/s/ Kerry Propper
Name/Title:Kerry Propper, a Managing Member
Date:02/11/2026
Kerry Propper
Signature:/s/ Kerry Propper
Name/Title:Individually
Date:02/11/2026
Antonio Ruiz-Gimenez
Signature:/s/ Antonio Ruiz-Gimenez
Name/Title:Individually
Date:02/11/2026
Exhibit Information

Exhibit I - JOINT FILING STATEMENT

FAQ

What stake in La Rosa Holdings Corp. (LRHC) is reported in this Schedule 13G?

The filing reports beneficial ownership of 56,773 shares of La Rosa common stock, equal to 9.9% of the outstanding class. This percentage is calculated using approximately 535,000 shares outstanding plus shares issuable from preferred stock and convertible debt.

Who are the reporting persons in the La Rosa Holdings (LRHC) Schedule 13G?

The reporting group includes JAK Opportunities XI LLC, several ATW funds and entities, ATW Partners Opportunities Management, LLC, and individuals Kerry Propper and Antonio Ruiz-Gimenez. They may be deemed to share voting and dispositive power over the reported shares through their control relationships.

How are the La Rosa (LRHC) shares held by the ATW-affiliated group structured?

The reported 56,773 shares include La Rosa common stock held directly by JAK Opportunities XI LLC and shares that JAK Opportunities and ATW AI Infrastructure III LLC can acquire within sixty days by converting series B preferred stock and convertible debt into common shares.

What ownership limitation applies to the La Rosa (LRHC) preferred and convertible securities?

Each ATW AI convertible debt and JAK Opportunities preferred stock is subject to a 9.99% blocker. This blocker prevents conversion or exercise if it would cause the holding companies and their affiliates to beneficially own more than 9.99% of La Rosa’s outstanding common shares.

How many La Rosa (LRHC) common shares did JAK Opportunities hold as of February 4, 2026?

As of February 4, 2026, JAK Opportunities XI LLC held 23,473 La Rosa common shares. The remainder of the 56,773 reported beneficially owned shares reflects additional common stock the group can acquire within sixty days via conversion of preferred stock and convertible debt.

Is the ATW group seeking control of La Rosa Holdings Corp. (LRHC)?

The filers certify the securities were not acquired and are not held for the purpose of changing or influencing control of La Rosa. They also state the holdings are not connected with any transaction intended to have that control-changing effect.

What share count did the La Rosa (LRHC) Schedule 13G use to calculate the 9.9% ownership?

The 9.9% ownership is based on approximately 535,000 La Rosa common shares outstanding as of January 26, 2026, as stated in a Form 8-K, plus the approximate number of additional shares the reporting persons can acquire within sixty days under applicable SEC rules.
La Rosa Holdings Corp

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