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LakeShore Biopharma (LSB) director Zhao Jutao files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LakeShore Biopharma Co., Ltd. filed an initial Form 3 to report the beneficial ownership status of director Zhao Jutao. The filing lists Zhao as a board member and indicates no reported transactions or holdings in either common stock or derivative securities at this time.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"filed an initial Form 3 to report the beneficial ownership status"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"reports director Zhao Jutao as a reporting person with no listed transactions"
ten percent owner financial
"The ten percent owner indicator is set to zero"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zhao Jutao

(Last)(First)(Middle)
C/O BUILDING NO. 2, 38 YONGDA ROAD
DAXING DISTRICT

(Street)
BEIJING100020

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
LakeShore Biopharma Co., Ltd. [ LSB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Jutao Zhao03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does LakeShore Biopharma (LSB) disclose in Zhao Jutao’s Form 3?

The Form 3 for LakeShore Biopharma reports director Zhao Jutao as a reporting person with no listed transactions or holdings. It serves as an initial statement of beneficial ownership when Zhao becomes subject to insider reporting requirements.

Does Zhao Jutao report any share transactions in LakeShore Biopharma (LSB)?

No transactions are reported for Zhao Jutao in this Form 3. The transaction summary shows zero buy, sell, acquire, dispose, or derivative transactions, indicating the filing is purely an initial ownership status statement without trading activity.

Is Zhao Jutao classified as a ten percent owner of LakeShore Biopharma (LSB)?

In this Form 3, Zhao Jutao is identified as a director but not as a ten percent owner. The ten percent owner indicator is set to zero, meaning Zhao is not reported as holding at least ten percent of the company’s equity securities.

What role does Zhao Jutao hold at LakeShore Biopharma (LSB)?

Zhao Jutao is reported as a director of LakeShore Biopharma Co., Ltd. in this Form 3. The officer status is marked as not an officer, with no officer title provided, confirming the relationship is board-level rather than an executive management position.

Does the LakeShore Biopharma (LSB) Form 3 include derivative securities for Zhao Jutao?

The Form 3 lists no derivative securities for Zhao Jutao. The derivative summary is empty and derivative transaction counts are zero, indicating there are no options, warrants, or similar derivative positions reported for the director in this filing.