[144/A] Lattice Semiconductor Corp SEC Filing

Rhea-AI Filing Summary

Form 144/A filing for Lattice Semiconductor Corp (LSCC). The filer reports a proposed sale of 3,439 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $217,791.87 and total outstanding shares listed as 136,895,573. The securities were acquired as restricted stock units (RSUs) on 02/04/2025 and the payment/acquisition date is the same. The planned approximate sale date is 08/13/2025. The filing indicates there were no securities sold by the person in the past three months. The notice includes the standard attestation that the seller is not aware of undisclosed material adverse information.

Positive

• Full disclosure of planned sale details including broker, share count, aggregate value, and planned sale date
• Securities were acquired as RSUs with acquisition date provided, clarifying origin of the shares

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice disclosing a planned sale of vested RSUs via a broker; appears procedural and compliance-focused.

The filing documents a proposed sale of 3,439 common shares acquired as RSUs on 02/04/2025, to be executed through Morgan Stanley Smith Barney on NASDAQ with an aggregate value of $217,791.87. From a market-impact perspective this sale size is small relative to the 136.9 million shares outstanding and is unlikely to move the market. The disclosure is consistent with Rule 144 requirements and shows no prior sales in the last three months, which helps clarify the seller's recent transaction history.

Corporate Governance Expert

TL;DR: Filing shows compliance with insider sale disclosure; includes attestation regarding material nonpublic information.

The notice contains required details: acquisition type (RSUs), acquisition date, broker information, planned sale date, and an explicit attestation that the seller is unaware of undisclosed material adverse information. These elements reflect adherence to disclosure and insider-trading plan rules. No 10b5-1 plan adoption date is provided, and the filing does not state any change in trading instruction, so reviewers should only interpret this as a standard Rule 144/A disclosure without governance exceptions disclosed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3439	217791.87	136895573	08/13/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/04/2025	Restricted Stock Units	Issuer			3439	02/04/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LSCC 144/A filing disclose about the proposed sale?

It discloses a proposed sale of 3,439 common shares on 08/13/2025 via Morgan Stanley Smith Barney on NASDAQ with aggregate value $217,791.87.

How were the shares acquired according to the filing?

The shares were acquired as Restricted Stock Units (RSUs) on 02/04/2025 from the issuer.

Does the filing report other sales by the seller in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

Which broker is handling the proposed sale in the filing?

The broker named is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, New York, NY.

Is there any statement about material nonpublic information in the filing?

Yes. The filer attests by signature that they do not know any material adverse information about the issuer that has not been publicly disclosed.