[144] Lattice Semiconductor Corp SEC Filing

Rhea-AI Filing Summary

Form 144 notice from Lattice Semiconductor Corp (LSCC) reports a proposed sale of 15,000 common shares by a person who acquired them on 01/04/2021 through exercise of options under a registered plan. The sale is to be executed through Morgan Stanley Smith Barney LLC on 09/02/2025 on NASDAQ and has an aggregate market value of $974,668.50. The filer reports no securities sold in the past three months and affirms they do not possess undisclosed material adverse information. Payment for the acquisition was in cash on the acquisition date.

Positive

• None.

Negative

• Proposed sale of 15,000 shares valued at $974,668.50 is disclosed, which could be perceived negatively by some investors tracking insider sales.
• Filer identity is not specified in the provided content, so the market cannot directly link the sale to a specific insider or quantify relative ownership impact.

Insights

Financial Analyst

TL;DR: Insider filing notifies a planned sale of 15,000 shares valued at $974,668.50 to be executed on 09/02/2025 via Morgan Stanley on NASDAQ.

The filing documents a routine Rule 144 notice: the shares were acquired by exercise of options on 01/04/2021 and the filer indicates no sales in the prior three months. The transaction is routed through a major broker and the notice includes the required attestation that no material nonpublic information is known. This disclosure allows market participants to track potentially dilutive or insider sales activity without providing information on the seller's identity or the issuer's operational details.

Corporate Governance Expert

TL;DR: The Form 144 is a standard compliance filing documenting an insider's intended sale under Rule 144; it contains required acquisition and sale details.

The document shows compliance with disclosure rules: acquisition source (exercise under a registered plan), payment method (cash), and broker details are provided. The filer explicitly represents no knowledge of undisclosed material adverse information, and the form reports no prior sales in the past three months. The filing itself is procedural and does not provide governance changes or operational signals.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15000	974668.50	136895573	09/02/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/04/2021	Exercise of options under a registered plan	Issuer			15000	01/04/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for LSCC report?

The Form 144 reports a proposed sale of 15,000 common shares of LSCC valued at $974,668.50, to be sold on 09/02/2025 on NASDAQ via Morgan Stanley Smith Barney LLC.

How were the 15,000 LSCC shares acquired?

The shares were acquired on 01/04/2021 by exercise of options under a registered plan, and payment was made in cash on that date.

Has the filer sold any LSCC securities in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

Through which broker will the LSCC shares be sold?

The sale is to be executed through Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY.

Does the filing indicate undisclosed material information about LSCC?

The filer represents by signature that they do not know any material adverse information regarding the issuer that has not been publicly disclosed.