[144] Lattice Semiconductor Corp SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Lattice Semiconductor Corp (LSCC) reports a proposed sale of 5,965 shares of common stock to be executed through Morgan Stanley Smith Barney LLC on the NASDAQ on or about 08/28/2025. The filing shows the shares were acquired as Performance Stock Units on 01/31/2024 and the aggregate market value of the planned sale is listed as $392,616.30. The filing reports 136,895,573 shares outstanding. The table for securities sold in the past three months states "Nothing to Report." Several issuer and filer fields (including filer CIK/CCC and relationship to issuer) are blank in the form as provided.

Positive

• Clear disclosure of planned sale details including number of shares, acquisition method, broker, and approximate sale date
• No reported sales in the prior three months, indicating this is a discrete transaction rather than ongoing dispositions

Negative

• Key filer and issuer identification fields are missing in the provided extract (CIK/CCC and relationship to issuer not shown)
• Limited contextual information such as the identity of the person for whose account the sale is filed is not present in the text provided

Insights

Financial Analyst

TL;DR: Insider plans modest sale of 5,965 shares valued at ~$392.6k; acquisition via PSUs on 01/31/2024.

The filing documents a routine Rule 144 notice for 5,965 common shares, acquired as performance stock units earlier this year. The planned sale size is small relative to the reported 136.9 million shares outstanding, suggesting limited direct impact on share supply. The absence of reported sales in the prior three months indicates this is the first recent disposition reported.

Corporate Compliance/Risk Analyst

TL;DR: Form appears procedural; key identifying fields are incomplete in provided text.

The document contains required disclosures about the securities and broker but omits several filer and issuer identification fields in the provided content. The filer attests no undisclosed material adverse information and references Rule 10b5-1 procedures if applicable. From a compliance perspective, the form follows the Rule 144 format but the missing identifying details in this extract limit verification.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5965	392616.30	136895573	08/28/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2024	Performance Stock Units	Issuer			5965	01/31/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for LSCC report?

The form reports a proposed sale of 5,965 shares of common stock through Morgan Stanley Smith Barney LLC with an aggregate market value of $392,616.30, to occur on or about 08/28/2025 on NASDAQ.

When were the shares being sold acquired according to the filing?

The shares were acquired as Performance Stock Units on 01/31/2024 and the filing lists the amount acquired as 5,965 shares.

Does the filing report any sales by the holder in the past three months?

No. The section for securities sold during the past three months states "Nothing to Report".

How many shares outstanding does the filing show for LSCC?

The filing shows 136,895,573 shares outstanding.

Who is the broker named in the Form 144?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York NY 10004.